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KENT EDWARD BOWMAN
KENT E BOWMAN, KENT BOWMAN
CRD#: 1244354
IA
Investment Adviser
B
Broker
ARROW FINANCIAL GROUPCRD#: 119423 31800 NORTHWESTERN HIGHWAY
SUITE 300
FARMINGTON HILLS, MI 48334
OSAIC WEALTH, INC.CRD#: 23131 31800 NORTHWESTERN HWY
SUITE 300
FARMINGTON HILLS, MI 48334
Registration History
198519901995200020052010201520202025IAARROW FINANCIAL GROUP (CRD# 119423)2010 - Present (14 years)BOSAIC WEALTH, INC. (CRD# 23131)2001 - Present (23 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1994 - 2001 (6 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1991 - 1994 (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)1984 - 1991 (6 years)BFIRST OF MICHIGAN CORPORATION (CRD# 311)1988 - 1988 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - 1984 (<1 year)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2010 - 2017 (7 years)
Disclosure(s)
View By:
3/18/2023
Customer Dispute
Denied
8/28/2019
Customer Dispute
Denied
8/28/2019
Customer Dispute
Denied
10/3/2006
Customer Dispute
Denied
7/26/2001
Customer Dispute
Denied
7/1/2001
Customer Dispute
Denied
11/10/1998
Customer Dispute
Settled
11/1/1990
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Arizona 9/5/2003

B
Nevada 8/5/2011

B
California 6/28/2001

B
New Jersey 8/23/2013

B
Colorado 2/11/2025

B
New York 4/3/2009

B
Florida 4/2/2009

B
North Carolina 7/9/2003

B
Georgia 4/27/2015

B
Ohio 1/6/2016

B
Illinois 4/3/2009

B
South Carolina 4/7/2009

B
Indiana 7/23/2001

B
Texas 7/2/2001

B
Kentucky 1/24/2006

B
Utah 12/4/2015

B
Michigan 6/28/2001

B
Vermont 9/4/2024

IA
Michigan 12/1/2010

B
Virginia 9/13/2011

B
Minnesota 3/26/2009

B
Washington 7/20/2017

B
Missouri 4/17/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ARROW FINANCIAL GROUP (CRD#:119423)
31800 NORTHWESTERN HIGHWAY SUITE 300, FARMINGTON HILLS, MI 48334
Registered with this firm since 12/1/2010

B
OSAIC WEALTH, INC. (CRD#:23131)
31800 NORTHWESTERN HWY SUITE 300, FARMINGTON HILLS, MI 48334
Registered with this firm since 6/28/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/07/2010 - 12/21/2017 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) ST. CLAIR SHORES, MI
B
10/27/1994 - 07/20/2001 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
06/27/1991 - 10/24/1994 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
12/07/1984 - 07/02/1991 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
04/13/1988 - 04/28/1988 FIRST OF MICHIGAN CORPORATION (CRD#:311)
B
05/09/1984 - 12/14/1984 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.