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ALAN PHILIP NIEMANN
CRD#: 1244350
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 700 Cedar Lake Blvd.
Oklahoma City, OK 73114
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 700 Cedar Lake Blvd.
Oklahoma City, OK 73114
Registration History
1985199019952000200520102015202020252 FIRMS2018 - 2020 (1 year)3 FIRMS2020 - Present (4 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1999 - 2018 (19 years)BMONY SECURITIES CORPORATION (CRD# 4386)1984 - 1999 (15 years)IASIGNATOR INVESTORS, INC. (CRD# 468)2000 - 2018 (18 years)
License(s)

State Registrations

B
Alabama 8/31/2020

IA
Nebraska 9/4/2020

B
Arizona 8/31/2020

B
Nevada 8/31/2020

B
Arkansas 8/31/2020

B
North Carolina 9/9/2020

B
California 8/31/2020

B
North Dakota 8/31/2020

B
Colorado 8/31/2020

B
Ohio 8/31/2020

B
Georgia 8/31/2020

IA
Ohio 8/31/2020

B
Illinois 8/31/2020

B
Oklahoma 8/31/2020

B
Indiana 8/31/2020

IA
Oklahoma 8/31/2020

B
Kansas 8/31/2020

B
South Carolina 8/31/2020

B
Louisiana 8/31/2020

B
Texas 8/31/2020

B
Minnesota 8/31/2020

IA
Texas 8/31/2020

B
Mississippi 8/31/2020

B
Virginia 8/31/2020

B
Missouri 8/31/2020

B
Washington 8/31/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
700 Cedar Lake Blvd., Oklahoma City, OK 73114
Registered with this firm since 8/31/2020

IA
ADAPTATION FINANCIAL ADVISORS INC. (CRD#:309192)
700 CEDAR LAKE BLVD, OKLAHOMA CITY, OK 73114
Registered with this firm since 8/31/2020

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
700 Cedar Lake Blvd., Oklahoma City, OK 73114
501 W Schrock Rd. Ste. 400, Westerville, OH 43081
Registered with this firm since 8/31/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/02/2018 - 09/09/2020 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) DALLAS, TX
B
11/02/2018 - 09/09/2020 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) DALLAS, TX
IA
01/01/2000 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) OKLAHOMA CITY, OK
B
05/18/1999 - 11/02/2018 SIGNATOR INVESTORS, INC. (CRD#:468) OKLAHOMA CITY, OK
B
05/23/1984 - 05/18/1999 MONY SECURITIES CORPORATION (CRD#:4386) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.