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TAMMI A LAUDER
TAMMI ANNE BROWN, TAMMI A LAUDEE, TAMMI ANNE WOOLF
CRD#: 1243704
IA
B
ROCKEFELLER CAPITAL MANAGEMENTCRD#: 294197 300 First Stamford Place Suite 230
Stamford, CT 06902
Stamford, CT 06902
ROCKEFELLER FINANCIAL LLCCRD#: 291361 300 First Stamford Place
Suite 230
Stamford, CT 06902
Suite 230
Stamford, CT 06902
0
Disclosures
41
Years of Experience
View By:
State Registrations
B
Alabama 4/1/2022
B
Montana 8/24/2022
B
Alaska 4/1/2022
B
Nebraska 4/1/2022
B
Arizona 4/1/2022
B
Nevada 8/24/2022
B
Arkansas 8/24/2022
B
New Hampshire 4/1/2022
B
California 4/1/2022
B
New Jersey 4/1/2022
B
Colorado 4/1/2022
B
New Mexico 4/1/2022
B
Connecticut 4/1/2022
B
New York 4/1/2022
IA
Connecticut 4/1/2022
B
North Carolina 4/1/2022
B
Delaware 4/1/2022
B
North Dakota 8/24/2022
B
District of Columbia 4/1/2022
B
Ohio 4/1/2022
B
Florida 4/1/2022
B
Oklahoma 8/24/2022
B
Georgia 4/1/2022
B
Oregon 8/24/2022
B
Hawaii 4/1/2022
B
Pennsylvania 4/1/2022
B
Idaho 8/24/2022
B
Puerto Rico 4/1/2022
B
Illinois 4/1/2022
B
Rhode Island 8/24/2022
B
Indiana 8/24/2022
B
South Carolina 4/1/2022
B
Iowa 8/24/2022
B
South Dakota 8/24/2022
B
Kansas 4/1/2022
B
Tennessee 4/1/2022
B
Kentucky 8/24/2022
B
Texas 4/1/2022
B
Louisiana 8/24/2022
IA
Texas 4/1/2022
B
Maine 4/1/2022
B
Utah 8/24/2022
B
Maryland 4/1/2022
B
Vermont 4/1/2022
B
Massachusetts 4/1/2022
B
Virginia 4/1/2022
B
Michigan 4/1/2022
B
Washington 4/1/2022
B
Minnesota 5/3/2023
B
West Virginia 8/24/2022
B
Mississippi 8/24/2022
B
Wisconsin 8/24/2022
B
Missouri 4/1/2022
B
Wyoming 8/24/2022
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/7/2024
IA
Registered with this firm since 4/1/2022
B
Registered with this firm since 4/1/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/15/2017 - 04/07/2022 | GREENWICH, CT | |
B | 12/15/2017 - 04/07/2022 | GREENWICH, CT | |
IA | 03/21/2016 - 12/21/2017 | WHITE PLAINS, NY | |
B | 08/27/2010 - 12/21/2017 | WHITE PLAINS, NY | |
B | 06/01/2009 - 09/21/2010 | MOUNT KISCO, NY | |
B | 03/01/1993 - 06/01/2009 | MOUNT KISCO, NY | |
B | 02/24/1984 - 03/02/1993 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.