• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
THOMAS MICHAEL COSTELLO
MICHAEL THOMAS COSTELLO, MIKE COSTELLO, T MICHAEL COSTELLO
CRD#: 1242871
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1117 PERIMETER CENTER WEST
SUITE W507
ATLANTA, GA 30338
Registration History
19801985199019952000200520102015202020252 FIRMS1994 - 1994 (<1 year)2 FIRMS2007 - 2024 (16 years)2 FIRMS2024 - Present (1 year)BFIRST MONTAUK SECURITIES CORP. (CRD# 13755)2001 - 2007 (6 years)BMARION BASS SECURITIES CORPORATION (CRD# 7961)1998 - 2001 (3 years)BCENTENNIAL CAPITAL MANAGEMENT,... (CRD# 38988)1997 - 1997 (<1 year)BCADARET, GRANT & CO., INC. (CRD# 10641)1996 - 1997 (1 year)BARGENT SECURITIES, INC. (CRD# 15297)1995 - 1996 (1 year)BFORTIS INVESTORS, INC. (CRD# 421)1993 - 1993 (<1 year)BH. T. FLETCHER SECURITIES INCO... (CRD# 17297)1989 - 1990 (1 year)BPOWER SECURITIES CORPORATION (CRD# 15527)1988 - 1989 (<1 year)BJASON MACKENZIE SECURITIES COR... (CRD# 15287)1987 - 1988 (1 year)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1985 - 1986 (1 year)BBLINDER, ROBINSON & CO.,INC. (CRD# 5096)1984 - 1985 (<1 year)IAFIRST MONTAUK SECURITIES CORP. (CRD# 13755)2006 - 2007 (1 year)
Disclosure(s)
View By:
1/19/2002
Customer Dispute
Settled
6/4/2001
Customer Dispute
Settled
10/19/1989
Regulatory
Final
1/22/1980
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/19/2024

B
Illinois 1/19/2024

B
Colorado 1/19/2024

B
Minnesota 1/19/2024

B
Florida 1/19/2024

B
Nevada 1/19/2024

IA
Florida 1/19/2024

B
North Carolina 1/19/2024

B
Georgia 1/19/2024

B
South Carolina 1/19/2024

IA
Georgia 1/19/2024

B
Virginia 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1117 PERIMETER CENTER WEST SUITE W507, ATLANTA, GA 30338
Registered with this firm since 1/19/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
1117 PERIMETER CENTER WEST SUITE W507, ATLANTA, GA 30338
Registered with this firm since 1/19/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/13/2007 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ATLANTA, GA
B
07/09/2007 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) ATLANTA, GA
IA
01/25/2006 - 07/09/2007 FIRST MONTAUK SECURITIES CORP. (CRD#:13755) ATLANTA, GA
B
05/04/2001 - 07/09/2007 FIRST MONTAUK SECURITIES CORP. (CRD#:13755) ATLANTA, GA
B
01/08/1998 - 04/11/2001 MARION BASS SECURITIES CORPORATION (CRD#:7961) CHARLOTTE, NC
B
10/25/1997 - 12/31/1997 CENTENNIAL CAPITAL MANAGEMENT, INC. (CRD#:38988) ATLANTA, GA
B
05/16/1996 - 10/17/1997 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
B
01/03/1995 - 05/14/1996 ARGENT SECURITIES, INC. (CRD#:15297) ATLANTA, GA
B
06/23/1994 - 12/31/1994 CORPORATE SECURITIES GROUP, INC. (CRD#:11025) ST. LOUIS, MO
B
01/17/1994 - 06/21/1994 WADDELL & REED, INC. (CRD#:866) OVERLAND PARK, KS
B
01/13/1993 - 11/09/1993 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
B
03/15/1989 - 11/30/1990 H. T. FLETCHER SECURITIES INCORPORATED (CRD#:17297)
FINRA expelled the firm on 05/24/1991
B
05/13/1988 - 02/28/1989 POWER SECURITIES CORPORATION (CRD#:15527)
FINRA expelled the firm on 03/16/1990
B
01/06/1987 - 07/01/1988 JASON MACKENZIE SECURITIES CORPORATION (CRD#:15287)
B
01/03/1985 - 12/16/1986 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
B
04/25/1984 - 01/24/1985 BLINDER, ROBINSON & CO.,INC. (CRD#:5096)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.