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ELIOT MICHAEL SHATZMAN
CRD#: 1242569
IA
B
WELLS FARGO ADVISORSCRD#: 19616 7600 WISCONSIN AVE
STE 900
BETHESDA, MD 20814
STE 900
BETHESDA, MD 20814
0
Disclosures
39
Years of Experience
View By:
State Registrations
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California 4/9/2021
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Maryland 4/9/2021
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Colorado 4/9/2021
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New Jersey 4/9/2021
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Delaware 4/9/2021
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New York 4/9/2021
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District of Columbia 4/9/2021
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North Carolina 4/9/2021
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Florida 4/9/2021
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Tennessee 11/7/2023
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Florida 5/27/2022
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Texas 4/9/2021
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Georgia 4/9/2021
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Texas 4/9/2021
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Maryland 4/9/2021
B
Virginia 3/14/2025
SRO Registrations
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IA
Registered with this firm since 4/9/2021
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Registered with this firm since 4/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/2014 - 04/12/2021 | NORTH BETHESDA, MD | |
B | 08/13/2014 - 04/12/2021 | NORTH BETHESDA, MD | |
IA | 06/01/2009 - 08/26/2014 | ROCKVILLE, MD | |
B | 06/01/2009 - 08/26/2014 | ROCKVILLE, MD | |
IA | 02/21/2006 - 06/01/2009 | BETHESDA, MD | |
B | 02/21/2006 - 06/01/2009 | BETHESDA, MD | |
IA | 01/18/1996 - 02/21/2006 | BETHESDA, MD | |
B | 03/04/1992 - 02/21/2006 | BALTIMORE, MD | |
B | 08/11/1986 - 06/03/1991 | NEW YORK, NY | |
B | 10/25/1988 - 03/08/1989 | ||
B | 03/22/1984 - 05/21/1985 |
NORTH BETHESDA, MD
08/13/2014 - 04/12/2021
NORTH BETHESDA, MD
08/13/2014 - 04/12/2021
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.