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Detailed Report
JACK LEE LOWREY JR
JACK LEE LOWRE, JACKIE L LOWREY JR, JACKIE LEE LOWREY JR, JACKIE LOWREY
CRD#: 1241746
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Previous Investment Adviser
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Previous Broker
BARRED BY FINRA OR THE SEC
FINRA has barred this individual from acting as a broker or otherwise associating with a broker-dealer firm.
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
Registration History
20002002200420062008201020122014201620182020IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2016 - 2018 (2 years)IANBC SECURITIES, INC. (CRD# 17870)2013 - 2016 (3 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2010 - 2013 (3 years)IANBC SECURITIES, INC. (CRD# 17870)2004 - 2009 (5 years)IAUBS PAINEWEBBER INC. (CRD# 8174)2000 - 2002 (1 year)
Disclosure(s)
View By:
6/4/2019
Regulatory
Final
12/6/2018
Employment Separation After Allegations
10/24/2016
Employment Separation After Allegations
Previous Registration(s)
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 10/25/2016 - 12/19/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) PENSACOLA, FL
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 10/02/2013 - 11/02/2016 NBC SECURITIES, INC. (CRD#:17870) PENSACOLA, FL
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 01/25/2010 - 10/02/2013 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) PENSACOLA, FL
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 01/29/2004 - 10/13/2009 NBC SECURITIES, INC. (CRD#:17870) PENSACOLA, FL
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 08/14/2000 - 07/29/2002 UBS PAINEWEBBER INC. (CRD#:8174) PENSACOLA, FL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.