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LESLIE ALEXANDER SZARKA
LES ALEXANDER SZARKA
CRD#: 1241045
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 29691 Lorain Rd
North Olmsted, OH 44070
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 29691 Lorain Road
North Olmsted, OH 44070
Registration History
1985199019952000200520102015202020252 FIRMS2001 - 2016 (15 years)2 FIRMS2016 - Present (8 years)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)1998 - 2001 (3 years)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)1998 - 1998 (<1 year)BMUTUAL SERVICE CORPORATION (CRD# 4806)1990 - 1998 (7 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1987 - 1990 (3 years)BVESTAX SECURITIES CORPORATION (CRD# 10332)1987 - 1987 (<1 year)BW. S. GRIFFITH & CO., INC. (CRD# 10410)1984 - 1987 (2 years)BFIRST INVESTORS CORPORATION (CRD# 305)1984 - 1984 (<1 year)IAFINANCIAL PLANNING (CRD# 119975)2000 - 2004 (4 years)
Disclosure(s)
View By:
9/22/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/11/2021

B
New Jersey 10/3/2016

B
Arizona 10/3/2016

B
New York 10/3/2016

B
California 10/3/2016

B
North Carolina 10/3/2016

B
Colorado 1/3/2022

B
Ohio 10/3/2016

B
Connecticut 10/3/2016

IA
Ohio 10/3/2016

B
Florida 10/3/2016

B
Oregon 10/3/2016

B
Georgia 10/3/2016

B
Pennsylvania 10/3/2016

B
Illinois 10/3/2016

B
South Carolina 10/3/2016

B
Indiana 10/3/2016

B
Tennessee 10/3/2016

B
Maryland 10/3/2016

B
Texas 10/3/2016

B
Massachusetts 10/3/2016

IA
Texas 10/3/2016

B
Michigan 10/3/2016

B
Utah 1/5/2021

B
Minnesota 1/5/2021

B
Washington 10/3/2016

B
Nevada 4/12/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
29691 Lorain Rd, North Olmsted, OH 44070
Registered with this firm since 10/3/2016

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
29691 Lorain Road, North Olmsted, OH 44070
Registered with this firm since 10/3/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/03/2001 - 10/05/2016 FSC SECURITIES CORPORATION (CRD#:7461) NORTH OLMSTED, OH
B
09/13/2001 - 10/05/2016 FSC SECURITIES CORPORATION (CRD#:7461) NORTH OLMSTED, OH
IA
04/06/2000 - 10/28/2004 FINANCIAL PLANNING (CRD#:119975) NORTH OLMSTED, OH
B
05/07/1998 - 09/20/2001 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
B
04/09/1998 - 05/01/1998 CAPITAL BROKERAGE CORPORATION (CRD#:10465)
B
11/28/1990 - 04/09/1998 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
B
03/18/1987 - 10/10/1990 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
01/09/1987 - 03/20/1987 VESTAX SECURITIES CORPORATION (CRD#:10332)
B
10/18/1984 - 01/08/1987 W. S. GRIFFITH & CO., INC. (CRD#:10410)
B
02/23/1984 - 07/05/1984 FIRST INVESTORS CORPORATION (CRD#:305)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.