Individual Firm
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BRIAN PATRICK KINNEY
CRD#: 1240165
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 6525 Quail Hollow
Suite 330
Memphis, TN 38120
Suite 330
Memphis, TN 38120
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 6525 Quail Hollow Rd. Ste 330
Memphis, TN 38120
Memphis, TN 38120
View By:
4/19/2002
Customer Dispute
Settled
State Registrations
B
Alabama 2/5/2025
B
Missouri 9/1/2017
B
Arkansas 9/1/2017
B
New Jersey 9/1/2017
B
California 9/1/2017
B
North Carolina 1/4/2022
B
Colorado 9/1/2017
B
Oklahoma 1/15/2019
B
Florida 9/1/2017
B
Tennessee 9/1/2017
B
Georgia 9/1/2017
IA
Tennessee 9/11/2017
B
Indiana 9/6/2017
B
Texas 9/1/2017
B
Kentucky 9/29/2021
IA
Texas 9/1/2017
B
Louisiana 7/18/2018
B
Utah 1/5/2023
B
Michigan 9/1/2017
B
Virginia 9/1/2017
B
Mississippi 9/1/2017
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 9/1/2017
B
Registered with this firm since 9/1/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/16/2011 - 09/01/2017 | MEMPHIS, TN | |
B | 12/15/2011 - 09/01/2017 | MEMPHIS, TN | |
IA | 06/01/2009 - 12/21/2011 | MEMPHIS, TN | |
B | 06/01/2009 - 12/21/2011 | MEMPHIS, TN | |
IA | 04/02/2007 - 06/01/2009 | MEMPHIS, TN | |
B | 04/02/2007 - 06/01/2009 | MEMPHIS, TN | |
IA | 01/08/2004 - 04/02/2007 | MEMPHIS, TN | |
B | 03/28/1984 - 04/02/2007 | MEMPHIS, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.