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BRIAN JACOBS
CRD#: 1240138
IA
B
PGIM INVESTMENTS LLCCRD#: 105670 655 Broad Street
Newark, NJ 07102
Newark, NJ 07102
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCCRD#: 18353 655 Broad Street
NEWARK, NJ 07102
NEWARK, NJ 07102
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Alabama 7/31/2023
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Nebraska 7/31/2023
B
Alaska 8/11/2023
B
Nevada 8/7/2023
B
Arizona 8/10/2023
B
New Hampshire 8/4/2023
B
Arkansas 8/4/2023
B
New Jersey 11/16/2022
B
California 8/1/2023
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New Jersey 11/17/2022
B
Colorado 8/1/2023
B
New Mexico 8/1/2023
B
Connecticut 7/31/2023
B
New York 7/31/2023
B
Delaware 8/3/2023
B
North Carolina 7/31/2023
B
District of Columbia 8/1/2023
B
North Dakota 8/7/2023
B
Florida 8/1/2023
B
Ohio 8/1/2023
B
Georgia 8/3/2023
B
Oklahoma 8/3/2023
B
Hawaii 8/3/2023
B
Oregon 8/1/2023
B
Idaho 8/2/2023
B
Pennsylvania 8/1/2023
B
Illinois 8/2/2023
B
Puerto Rico 8/4/2023
B
Indiana 8/1/2023
B
Rhode Island 8/2/2023
B
Iowa 8/4/2023
B
South Carolina 8/1/2023
B
Kansas 8/2/2023
B
South Dakota 7/31/2023
B
Kentucky 8/4/2023
B
Tennessee 8/2/2023
B
Louisiana 7/31/2023
B
Texas 8/7/2023
B
Maine 8/1/2023
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Utah 8/1/2023
B
Maryland 8/2/2023
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Vermont 7/31/2023
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Massachusetts 8/1/2023
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Virgin Islands 8/7/2023
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Michigan 8/2/2023
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Virginia 7/31/2023
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Minnesota 7/31/2023
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Washington 7/31/2023
B
Mississippi 8/1/2023
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West Virginia 8/3/2023
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Missouri 7/31/2023
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Wisconsin 8/2/2023
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Montana 8/1/2023
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Wyoming 7/31/2023
SRO Registrations
B
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Registered with this firm since 11/17/2022
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Registered with this firm since 5/23/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/21/2014 - 10/29/2015 | NEW YORK, NY | |
IA | 06/03/2010 - 02/28/2012 | RALEIGH, NC | |
B | 05/13/2010 - 02/28/2012 | RALEIGH, NC | |
B | 02/04/2009 - 10/28/2009 | NEW YORK, NY | |
B | 03/22/2000 - 10/27/2008 | WYCKOFF, NJ | |
IA | 02/24/2003 - 08/17/2007 | STAMFORD, CT | |
B | 02/07/1997 - 01/12/2000 | BOSTON, MA | |
B | 11/01/1996 - 01/10/1997 | BOSTON, MA | |
B | 03/20/1990 - 11/01/1996 | BOSTON, MA | |
B | 01/31/1989 - 03/07/1990 | SCOTTSDALE, AZ | |
B | 02/23/1984 - 08/08/1988 |
RALEIGH, NC
06/03/2010 - 02/28/2012
STAMFORD, CT
02/24/2003 - 08/17/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.