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MILTON MARTIN
MILTON MICHAEL MARTIN
CRD#: 1240051
IA
B
PRIMERICA ADVISORSCRD#: 10111 925 SANDERS RD
SUITE 23
CUMMING, GA 30041
SUITE 23
CUMMING, GA 30041
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1/13/2003
Customer Dispute
Settled
State Registrations
B
Colorado 6/15/2020
B
Texas 5/13/2022
B
Georgia 1/5/2012
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Texas 6/7/2023
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Georgia 4/14/2022
B
West Virginia 3/9/2022
B
Tennessee 10/17/2019
SRO Registrations
B
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Learn about permitted activities of registered principals
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Registered with this firm since 4/14/2022
B
Registered with this firm since 1/5/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/16/1999 - 12/31/2010 | MURFREESBORO, TN | |
B | 12/17/1984 - 02/16/1999 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.