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WORNEL LE VALE SIMPSON
WORNEL LEVALE SIMPSON
CRD#: 1238481
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 900 FULTON AVENUE
SUITE 100-8
SACRAMENTO, CA 95825
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2023 (14 years)2 FIRMS2023 - Present (1 year)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1997 - 2009 (12 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1994 - 1996 (2 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1991 - 1993 (2 years)BE.F. DALY FINANCIAL GROUP (CRD# 20434)1989 - 1990 (1 year)BFIRST AFFILIATED SECURITIES, INC. (CRD# 23737)1989 - 1989 (<1 year)BPFG SECURITIES, INC. (CRD# 15401)1986 - 1989 (3 years)BM.D. ADVISORS, INC. (CRD# 16479)1985 - 1986 (<1 year)BCENTAUR INVESTMENTS, INC. (CRD# 10790)1984 - 1985 (1 year)IAADVANTAGE CAPITAL CORPORATION (CRD# 146)2000 - 2009 (8 years)
License(s)

State Registrations

B
Arizona 11/3/2023

B
Nevada 11/3/2023

B
California 11/3/2023

B
New Jersey 11/3/2023

IA
California 11/3/2023

B
New York 11/3/2023

B
Colorado 11/3/2023

B
North Carolina 11/3/2023

B
Florida 11/3/2023

B
Texas 11/3/2023

B
Georgia 11/3/2023

B
Virginia 11/3/2023

B
Maryland 11/3/2023

B
Washington 11/3/2023

B
Minnesota 11/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
900 FULTON AVENUE SUITE 100-8, SACRAMENTO, CA 95825
Registered with this firm since 11/3/2023

B
OSAIC WEALTH, INC. (CRD#:23131)
900 FULTON AVENUE SUITE 100-8, SACRAMENTO, CA 95825
Registered with this firm since 11/3/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/27/2009 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) SACRAMENTO, CA
B
02/27/2009 - 11/03/2023 FSC SECURITIES CORPORATION (CRD#:7461) SACRAMENTO, CA
IA
08/07/2000 - 02/27/2009 ADVANTAGE CAPITAL CORPORATION (CRD#:146) SACRAMENTO, CA
B
01/02/1997 - 02/27/2009 ADVANTAGE CAPITAL CORPORATION (CRD#:146) SACRAMENTO, CA
B
01/05/1994 - 12/31/1996 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
01/18/1991 - 12/31/1993 MUTUAL SERVICE CORPORATION (CRD#:4806) BOSTON, MA
B
07/18/1989 - 08/16/1990 E.F. DALY FINANCIAL GROUP (CRD#:20434)
B
08/25/1989 - 09/06/1989 FIRST AFFILIATED SECURITIES, INC. (CRD#:23737) LA JOLLA, CA
B
06/16/1986 - 08/25/1989 PFG SECURITIES, INC. (CRD#:15401)
B
11/12/1985 - 07/08/1986 M.D. ADVISORS, INC. (CRD#:16479)
FINRA expelled the firm on 11/15/1991
B
03/22/1984 - 09/20/1985 CENTAUR INVESTMENTS, INC. (CRD#:10790)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.