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Detailed Report
OMANI ROSE CARSON
EDWARD RONALD CARSON, RON CARSON, RONALD LLOYD CARSON JR, RONALD LLOYD CARSON JR.
CRD#: 1238219
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Investment Adviser
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Previous Broker
CARSON GROUP INVESTINGCRD#: 291744 14600 BRANCH ST.
OMAHA, NE 68154
Registration History
1985199019952000200520102015202020252 FIRMS1985 - 1986 (1 year)IACARSON GROUP INVESTING (CRD# 291744)2018 - Present (6 years)IACWM, LLC (CRD# 155344)2011 - Present (13 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2019 (2 years)BLPL FINANCIAL LLC (CRD# 6413)1989 - 2017 (27 years)BSTATE BOND SALES CORPORATION (CRD# 932)1988 - 1989 (1 year)BAMEV INVESTORS, INC. (CRD# 421)1987 - 1988 (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)1986 - 1987 (1 year)IALPL FINANCIAL LLC (CRD# 6413)1994 - 2011 (17 years)
Disclosure(s)
View By:
7/31/2002
Customer Dispute
Award / Judgment
License(s)

State Registrations

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Nebraska 7/1/2011
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Texas 2/10/2012
Current Registration(s)
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CARSON GROUP INVESTING (CRD#:291744)
14600 BRANCH ST., OMAHA, NE 68154
Registered with this firm since 7/9/2018
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CWM, LLC (CRD#:155344)
14600 BRANCH ST., OMAHA, NE 68154
Registered with this firm since 7/1/2011
Previous Registration(s)
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 01/17/2017 - 01/31/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) OMAHA, NE
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 03/09/1989 - 01/19/2017 LPL FINANCIAL LLC (CRD#:6413) OMAHA, NE
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 02/08/1994 - 08/01/2011 LPL FINANCIAL LLC (CRD#:6413) OMAHA, NE
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 02/26/1988 - 03/29/1989 STATE BOND SALES CORPORATION (CRD#:932)
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 10/29/1987 - 03/14/1988 AMEV INVESTORS, INC. (CRD#:421)
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 05/13/1986 - 10/09/1987 SECURITIES AMERICA, INC. (CRD#:10205)
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 05/31/1985 - 05/16/1986 ANCHOR NATIONAL FINANCIAL SERVICES, INC. (CRD#:5774)
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 05/31/1985 - 03/04/1986 SECURITIES AMERICA, INC. (CRD#:10205)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.