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On Nov. 30,2020 I was informed of an IRS lien that was filed on Feb 2020.
In Jan 2020 I started an installment payment plan. I never received this notification and it was never mentioned when I set up the payment plan. I have maintained the payments according to the plan and paid extra when possible. Current balance $26,683.95
9/1/1992
Regulatory
Final
Initiated By
NC DEPT OF INSURANCE
Allegations
INS LICENSE SUSPENDED DUE TO LACK OF CE
CREDITS.
Resolution
Decision
Sanctions
Suspension
Sanction Details
3 MONTHS OF INACITVITY
Broker Comment
NOTIFIED BY INSURANCE COMPANY OF LICENSE
TERMINATION UPON CONTACTING INS COMM OFFICE I WAS TOLD OF
REASON. I HAD RECENTLY MOVE AND THE INS COMM OFFICE DID NOT
HAVE A RECORD OF MY CHANGE OF ADDRESS. I RETESTED ON 12/92 AND
LICENSE REINSTATED.
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IA
Investment Adviser
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.