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Detailed Report
MARK TIMOTHY REHMS
CRD#: 1237093
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 660 NEWPORT CENTER DRIVE
SUITE 750
NEWPORT BEACH, CA 92660
Registration History
1985199019952000200520102015202020252 FIRMS1987 - 1987 (<1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2018 (9 years)2 FIRMS2018 - Present (6 years)BMORGAN STANLEY DW INC. (CRD# 7556)1990 - 2004 (13 years)BRODMAN & RENSHAW INC. (CRD# 724)1990 - 1990 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1989 - 1990 (<1 year)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1987 - 1989 (1 year)BDUNHILL INVESTMENTS LTD. (CRD# 14799)1986 - 1987 (<1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1984 - 1986 (1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1984 - 1984 (<1 year)IAMORGAN STANLEY (CRD# 7556)1997 - 2004 (6 years)
Disclosure(s)
View By:
2/28/1990
Employment Separation After Allegations
10/25/1989
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Arizona 9/26/2018
B
New Jersey 9/24/2018
B
California 9/21/2018
B
New York 9/27/2018
IA
California 9/21/2018
B
North Carolina 10/1/2018
B
Colorado 9/27/2018
B
Ohio 9/21/2018
B
Delaware 6/8/2020
B
Oregon 9/21/2018
B
Florida 1/24/2020
B
Tennessee 6/27/2022
B
Georgia 9/25/2018
B
Texas 9/25/2018
B
Illinois 9/24/2018
B
Virginia 9/21/2018
B
Louisiana 10/8/2018
B
Washington 9/25/2018
B
Maryland 9/26/2018
B
Wisconsin 9/28/2018
B
Nevada 10/3/2018
B
Wyoming 10/2/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
660 NEWPORT CENTER DRIVE SUITE 750, NEWPORT BEACH, CA 92660
San Clemente, CA
Registered with this firm since 9/21/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
660 NEWPORT CENTER DRIVE SUITE 750, NEWPORT BEACH, CA 92660
San Clemente, CA
Registered with this firm since 9/21/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/02/2009 - 09/24/2018 MORGAN STANLEY (CRD#:149777) NEWPORT BEACH, CA
B
 06/01/2009 - 09/24/2018 MORGAN STANLEY (CRD#:149777) NEWPORT BEACH, CA
IA
 02/02/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEWPORT BEACH, CA
B
 02/11/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEWPORT BEACH, CA
IA
 03/27/2009 - 04/07/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWPORT BEACH, CA
B
 03/27/2009 - 04/07/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWPORT BEACH, CA
IA
 07/08/1997 - 02/03/2004 MORGAN STANLEY (CRD#:7556) NEWPORT BCH, CA
B
 07/12/1990 - 02/03/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 03/22/1990 - 06/08/1990 RODMAN & RENSHAW INC. (CRD#:724) CHICAGO, IL
B
 04/11/1989 - 02/28/1990 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/08/1987 - 04/27/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
 06/15/1987 - 08/08/1987 BEAR, STEARNS & CO. INC. (CRD#:79)
B
 02/17/1987 - 07/20/1987 ALLIED CAPITAL GROUP, INC. (CRD#:13146)
B
 07/16/1986 - 02/20/1987 DUNHILL INVESTMENTS LTD. (CRD#:14799)
FINRA expelled the firm on 05/24/1990
B
 08/15/1984 - 03/03/1986 EDWARD D. JONES & CO., L.P. (CRD#:250)
B
 02/07/1984 - 08/08/1984 FIRST INVESTORS CORPORATION (CRD#:305)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.