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Detailed Report
LARRY DEAN FREIE
Larry D Freie
CRD#: 1236742
IA
Investment Adviser
B
Previous Broker
BELLWETHER WEALTHCRD#: 300012 140 NORTH 8TH STREET
SUITE 210
LINCOLN, NE 68058
Registration History
1985199019952000200520102015202020252 FIRMS1984 - 1985 (1 year)2 FIRMS2003 - 2006 (3 years)2 FIRMS2007 - 2014 (7 years)2 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - 2019 (2 years)IABELLWETHER WEALTH (CRD# 300012)2019 - Present (6 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1998 - 2002 (4 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)1985 - 1998 (13 years)
Disclosure(s)
View By:
6/18/2018
Customer Dispute
Denied
3/9/2015
Customer Dispute
Withdrawn
1/14/2013
Customer Dispute
Settled
License(s)

State Registrations

IA
Nebraska 3/22/2019
Current Registration(s)
IA
BELLWETHER WEALTH (CRD#:300012)
140 NORTH 8TH STREET SUITE 210, LINCOLN, NE 68058
Registered with this firm since 3/22/2019
Previous Registration(s)
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IA
 01/30/2017 - 03/15/2019 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) LINCOLN, NE
B
 01/03/2017 - 03/15/2019 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) LINCOLN, NE
IA
 04/02/2014 - 01/25/2017 AMERITAS INVESTMENT CORP (CRD#:14869) Lincoln, NE
B
 02/28/2014 - 01/25/2017 AMERITAS INVESTMENT CORP. (CRD#:14869) Lincoln, NE
IA
 02/01/2007 - 03/03/2014 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) SCOTTSDALE, AZ
B
 01/05/2007 - 03/03/2014 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) SCOTTSDALE, AZ
IA
 04/17/2003 - 12/31/2006 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) LINCOLN, NE
B
 01/02/2003 - 12/31/2006 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:3600) LINCOLN, NE
B
 07/08/1998 - 12/31/2002 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
 06/28/1985 - 07/22/1998 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
B
 03/07/1984 - 07/31/1985 EQUICO SECURITIES, INC. (CRD#:6627)
B
 03/07/1984 - 07/31/1985 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.