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DOROTHY PRATT MANNIX
DOLLY COWART, DOROTHY MANNIX COWART, DOLLY MANNIX
CRD#: 1236184
IA
B
GRATUS WEALTH ADVISORS LLCCRD#: 328641 192 BALLARD CT
STE 101
VIRGINIA BEACH, VA 23462
STE 101
VIRGINIA BEACH, VA 23462
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 192 Ballard Court
Suite 101
Virginia Beach, VA 23462
Suite 101
Virginia Beach, VA 23462
0
Disclosures
34
Years of Experience
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State Registrations
B
Florida 11/5/2024
IA
Virginia 1/23/2024
B
Kentucky 2/5/2024
B
Virginia 2/2/2024
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Texas 1/23/2024
B
West Virginia 2/12/2024
SRO Registrations
B
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B
Registered with this firm since 2/1/2024
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Registered with this firm since 1/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/17/2021 - 02/01/2024 | Virginia Beah, VA | |
B | 11/18/2021 - 02/01/2024 | VIRGINIA BEACH, VA | |
IA | 03/02/2021 - 11/17/2021 | VIRGINIA BEACH, VA | |
B | 02/17/2021 - 11/17/2021 | VIRGINIA BEACH, VA | |
IA | 01/02/2013 - 03/02/2021 | RICHMOND, VA | |
B | 01/02/2013 - 02/17/2021 | RICHMOND, VA | |
IA | 01/03/2008 - 01/02/2013 | VIRGINIA BEACH, VA | |
B | 01/03/2008 - 01/02/2013 | VIRGINIA BEACH, VA | |
IA | 03/02/2004 - 01/02/2008 | NORFOLK, VA | |
B | 03/21/2001 - 01/02/2008 | NORFOLK, VA | |
IA | 03/12/2003 - 03/02/2004 | RALEIGH, NC | |
B | 09/13/1989 - 07/19/1999 | PURCHASE, NY | |
B | 12/02/1985 - 07/01/1986 | ||
B | 09/30/1985 - 11/13/1985 |
RALEIGH, NC
03/12/2003 - 03/02/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.