Individual Firm
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Michael GEORGE Lockhart
MICHAEL LOCKHART
CRD#: 1236102
IA
B
MORGAN STANLEYCRD#: 149777 888 Veterans Memorial Highway
Suite 300
Hauppauge, NY 11788
Suite 300
Hauppauge, NY 11788
0
Disclosures
41
Years of Experience
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State Registrations
B
Arizona 5/5/2023
B
Nevada 5/5/2023
B
Arkansas 5/5/2023
B
New Hampshire 5/5/2023
B
California 5/5/2023
B
New Jersey 5/5/2023
B
Colorado 5/5/2023
B
New York 5/5/2023
B
Connecticut 5/5/2023
IA
New York 5/5/2023
B
District of Columbia 5/5/2023
B
North Carolina 5/5/2023
B
Florida 5/5/2023
B
Pennsylvania 5/5/2023
B
Illinois 5/5/2023
B
Puerto Rico 12/12/2023
B
Indiana 5/5/2023
B
Rhode Island 10/11/2023
B
Louisiana 8/6/2024
B
South Carolina 5/5/2023
B
Maine 5/5/2023
B
Tennessee 5/5/2023
B
Maryland 5/5/2023
B
Texas 5/5/2023
B
Massachusetts 5/5/2023
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Texas 5/5/2023
B
Missouri 5/5/2023
B
Utah 5/5/2023
B
Montana 5/5/2023
B
Virginia 5/5/2023
SRO Registrations
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B
B
B
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IA
Registered with this firm since 5/5/2023
B
Registered with this firm since 5/5/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/05/2006 - 05/10/2023 | SMITHTOWN, NY | |
B | 02/23/1984 - 05/10/2023 | SMITHTOWN, NY |
SMITHTOWN, NY
01/05/2006 - 05/10/2023
SMITHTOWN, NY
02/23/1984 - 05/10/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.