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Detailed Report
ROBERT HOWARD MARTIN SR
ROBERT HOWARD MARTIN
CRD#: 1235565
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 214 WEST MAIN ST-STE. 106
MOORESTOWN, NJ 08057
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 214 WEST MAIN ST-STE. 106
MOORESTOWN, NJ 08057
Registration History
1985199019952000200520102015202020253 FIRMS1984 - 1984 (<1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)1999 - Present (26 years)BROBERT THOMAS SECURITIES, INC (CRD# 10147)1989 - 1999 (9 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1988 - 1989 (1 year)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1984 - 1988 (3 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2009 (3 years)
License(s)

State Registrations

B
Alabama 10/8/2024
B
Nebraska 3/25/2002
B
Alaska 11/18/2022
B
New Hampshire 4/29/2004
B
Arizona 3/7/2005
B
New Jersey 1/4/1999
B
California 1/4/1999
IA
New Jersey 1/12/2009
B
Colorado 10/26/2004
B
New York 1/4/1999
B
Connecticut 3/7/2005
B
North Carolina 4/7/2006
B
Delaware 3/2/2021
B
Ohio 8/15/2007
B
District of Columbia 8/4/2022
B
Oklahoma 11/18/2022
B
Florida 1/4/1999
B
Pennsylvania 1/4/1999
B
Georgia 2/16/2018
B
Puerto Rico 1/10/2002
B
Idaho 4/15/2019
B
Rhode Island 7/6/2018
B
Illinois 1/9/2017
B
South Carolina 2/21/2014
B
Maine 1/12/2011
B
Tennessee 9/29/2015
B
Maryland 3/20/2003
B
Texas 1/2/2013
B
Massachusetts 7/14/2004
B
Virginia 6/19/2002
B
Michigan 1/21/2014
B
Washington 11/28/2018
B
Minnesota 1/14/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
214 WEST MAIN ST-STE. 106, MOORESTOWN, NJ 08057
Registered with this firm since 1/12/2009
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
214 WEST MAIN ST-STE. 106, MOORESTOWN, NJ 08057
Registered with this firm since 1/4/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/18/2005 - 01/12/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ST. PETERSBURG, FL
B
 02/03/1989 - 01/04/1999 ROBERT THOMAS SECURITIES, INC (CRD#:10147) ST. PETERSBURG, FL
B
 02/09/1988 - 02/15/1989 OLDE DISCOUNT CORPORATION (CRD#:5979)
B
 10/23/1984 - 02/24/1988 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
B
 10/04/1984 - 10/31/1984 NIELSON AND CLARK INC. (CRD#:13508)
B
 07/10/1984 - 10/12/1984 WALTER CAPITAL CORPORATION (CRD#:13455)
B
 02/24/1984 - 07/19/1984 KOBRIN SECURITIES, INC. (CRD#:10204)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.