Individual Firm
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LARRY LARS KNUDSEN
CRD#: 1232004
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HOHIMER WEALTH MANAGEMENT, LLCCRD#: 300140 ONE UNION SQUARE
600 UNIVERSITY STREET, SUITE 2401
SEATTLE, WA 98101
600 UNIVERSITY STREET, SUITE 2401
SEATTLE, WA 98101
View By:
2/26/2024
Employment Separation After Allegations
3/3/2006
Customer Dispute
Denied
State Registrations
IA
Washington 3/10/2025
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Registered with this firm since 3/10/2025
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/28/2014 - 03/21/2024 | BELLEVUE, WA | |
IA | 11/15/2007 - 01/29/2015 | BELLEVUE, WA | |
IA | 08/03/2007 - 03/05/2009 | BELLEVUE, WA | |
IA | 08/13/1992 - 08/17/2007 | BELLEVUE, WA | |
IA | 10/31/2005 - 12/06/2005 | PHOENIX, AZ | |
IA | 02/11/1997 - 10/31/2005 | SEATTLE, WA |
BELLEVUE, WA
11/15/2007 - 01/29/2015
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.