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PATRICIA NORA LLEWELLYN BRESNAHAN
PATRICIA NORA LLEWELLYN
CRD#: 1230868
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
1985199019952000200520102015202020252 FIRMS2001 - 2008 (7 years)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1989 - 1999 (10 years)BROSE & COMPANY INVESTMENT BROK... (CRD# 6132)1984 - 1989 (5 years)
Disclosure(s)
View By:
6/9/2009
Customer Dispute
Settled
6/9/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 10/23/2009

B
Maryland 10/23/2009

B
California 10/23/2009

B
Michigan 3/7/2013

B
Colorado 10/23/2009

B
Nevada 10/23/2009

B
Florida 10/23/2009

B
New York 10/23/2009

IA
Florida 10/23/2009

B
North Carolina 10/15/2014

B
Georgia 10/23/2009

B
South Carolina 9/25/2024

B
Illinois 10/23/2009

IA
Texas 7/5/2012

IA
Illinois 10/23/2009

B
Texas 4/29/2016

B
Indiana 10/23/2009

B
Washington 10/2/2015

IA
Indiana 10/23/2009

B
Wisconsin 10/23/2009

B
Iowa 3/1/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/24/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHICAGO, IL
B
10/24/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHICAGO, IL
IA
10/15/2001 - 10/24/2008 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
B
05/22/2001 - 10/24/2008 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
B
05/01/1989 - 06/29/1999 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
01/25/1984 - 05/01/1989 ROSE & COMPANY INVESTMENT BROKERS, INC. (CRD#:6132)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.