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Detailed Report
FREDERIC HERBERT PARKE
FRED H PARKE, FREDDIE H PARKE
CRD#: 1230713
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6250 N SAGEWOOD DRIVE
PARK CITY, UT 84098
Registration History
1985199019952000200520102015202020252 FIRMS1991 - 1991 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2022 - Present (3 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2021 - 2021 (<1 year)BTHE (WILSON) WILLIAMS FINANCIA... (CRD# 22704)2002 - 2004 (2 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2001 - 2001 (<1 year)BNATIONAL SECURITIES CORPORATION (CRD# 7569)1997 - 1999 (1 year)BTRANSGLOBAL INVESTMENTS INC. (CRD# 29290)1995 - 1997 (2 years)BMCLAUGHLIN CAPITAL, INC. (CRD# 29770)1993 - 1995 (1 year)BGRUNTAL & CO. INCORPORATED (CRD# 372)1991 - 1993 (2 years)BSHEARSON LEHMAN/AMERICAN EXPRE... (CRD# 7506)1984 - 1984 (<1 year)
License(s)

State Registrations

B
California 8/14/2023
B
New Jersey 3/12/2025
B
Idaho 10/3/2023
B
New York 9/8/2023
B
Massachusetts 8/31/2023
B
Utah 2/8/2022
B
Nevada 9/26/2023
IA
Utah 7/21/2023
B
New Hampshire 8/31/2023
B
Washington 8/1/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6250 N SAGEWOOD DRIVE, PARK CITY, UT 84098
Registered with this firm since 7/21/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6250 N SAGEWOOD DRIVE, PARK CITY, UT 84098
Registered with this firm since 2/2/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 10/18/2021 - 11/15/2021 PRUCO SECURITIES, LLC. (CRD#:5685) SOUTH JORDON, UT
B
 01/29/2002 - 03/01/2004 THE (WILSON) WILLIAMS FINANCIAL GROUP (CRD#:22704) DALLAS, TX
B
 05/07/2001 - 12/31/2001 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
B
 06/06/1997 - 03/24/1999 NATIONAL SECURITIES CORPORATION (CRD#:7569) BOCA RATON, FL
B
 04/03/1995 - 05/14/1997 TRANSGLOBAL INVESTMENTS INC. (CRD#:29290)
B
 12/03/1993 - 04/04/1995 MCLAUGHLIN CAPITAL, INC. (CRD#:29770) HALF MOON BAY, CA
B
 05/22/1991 - 12/01/1993 GRUNTAL & CO. INCORPORATED (CRD#:372) NEW YORK, NY
B
 01/28/1991 - 06/11/1991 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
B
 01/28/1991 - 06/11/1991 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
B
 01/25/1984 - 09/11/1984 SHEARSON LEHMAN/AMERICAN EXPRESS INC. (CRD#:7506)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.