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Detailed Report
WILLIAM EUGENE HAMM JR
BILL HAMM JR, WILLIAM E HAMM
CRD#: 1227713
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 3030 NORTH ROCKY POINT DRIVE WEST
SUITE 700
TAMPA, FL 33607
IFP SECURITIES, LLCCRD#: 297287 3030 NORTH ROCKY POINT DRIVE WEST
SUITE 700
TAMPA, FL 33607
Registration History
198519901995200020052010201520202025IAINDEPENDENT FINANCIAL PARTNERS (CRD# 125112)1996 - Present (28 years)BIFP SECURITIES, LLC (CRD# 297287)2019 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2019 (9 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1996 - 2009 (13 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1993 - 1996 (2 years)BW. S. GRIFFITH & CO., INC. (CRD# 10410)1992 - 1993 (1 year)BCOMMONWEALTH EQUITY SERVICES, INC. (CRD# 8032)1988 - 1992 (4 years)BCIGNA SECURITIES, INC. (CRD# 145)1984 - 1988 (4 years)IALPL FINANCIAL LLC (CRD# 6413)2016 - 2018 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2015 (6 years)IAWILLIAM E. HAMM & ASSOCIATES,INC (CRD# 125112)1996 - 2005 (9 years)
License(s)

State Registrations

B
Alabama 5/23/2019
B
Missouri 5/23/2019
B
Alaska 5/23/2019
B
Montana 3/27/2019
B
Arizona 5/23/2019
B
Nebraska 5/23/2019
B
Arkansas 5/23/2019
B
Nevada 5/23/2019
B
California 4/23/2019
B
New Hampshire 5/23/2019
B
Colorado 4/25/2019
B
New Jersey 4/24/2019
B
Connecticut 5/23/2019
B
New Mexico 5/23/2019
B
Delaware 5/6/2019
B
New York 4/24/2019
B
District of Columbia 5/23/2019
B
North Carolina 5/23/2019
IA
Florida 6/6/1996
B
North Dakota 5/1/2019
B
Florida 4/22/2019
B
Ohio 5/23/2019
B
Georgia 4/25/2019
B
Oklahoma 4/23/2019
B
Hawaii 5/3/2019
B
Oregon 4/23/2019
B
Idaho 4/24/2019
B
Pennsylvania 5/23/2019
B
Illinois 5/23/2019
B
Rhode Island 5/23/2019
B
Indiana 5/23/2019
B
South Carolina 5/23/2019
B
Iowa 5/23/2019
B
South Dakota 5/23/2019
B
Kansas 5/23/2019
IA
Texas 9/19/2008
B
Kentucky 5/23/2019
B
Texas 5/14/2019
B
Louisiana 5/23/2019
B
Utah 4/8/2019
B
Maine 5/23/2019
B
Vermont 5/23/2019
B
Maryland 4/15/2019
B
Virginia 5/23/2019
B
Massachusetts 5/23/2019
B
Washington 4/23/2019
B
Michigan 5/23/2019
B
West Virginia 5/23/2019
B
Minnesota 5/23/2019
B
Wisconsin 5/23/2019
B
Mississippi 4/23/2019
B
Wyoming 5/10/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL PARTNERS (CRD#:125112)
3030 NORTH ROCKY POINT DRIVE WEST SUITE 700, TAMPA, FL 33607
Registered with this firm since 6/6/1996
B
IFP SECURITIES, LLC (CRD#:297287)
3030 NORTH ROCKY POINT DRIVE WEST SUITE 700, TAMPA, FL 33607
Avon Lake, OH
Registered with this firm since 2/15/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/08/2009 - 05/23/2019 LPL FINANCIAL LLC (CRD#:6413) TAMPA, FL
IA
 07/01/2016 - 09/25/2018 LPL FINANCIAL LLC (CRD#:6413) TAMPA, FL
IA
 09/09/2009 - 10/29/2015 LPL FINANCIAL LLC (CRD#:6413) TAMPA, FL
B
 04/22/1996 - 09/08/2009 MUTUAL SERVICE CORPORATION (CRD#:4806) TAMPA, FL
IA
 06/06/1996 - 12/31/2005 WILLIAM E. HAMM & ASSOCIATES,INC (CRD#:125112) TAMPA, FL
B
 09/03/1993 - 07/17/1996 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
B
 08/20/1992 - 09/24/1993 W. S. GRIFFITH & CO., INC. (CRD#:10410) HARTFORD, CT
B
 03/07/1988 - 08/05/1992 COMMONWEALTH EQUITY SERVICES, INC. (CRD#:8032) WALTHAM, MA
B
 02/16/1984 - 02/23/1988 CIGNA SECURITIES, INC. (CRD#:145)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.