Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MORRIS LYNN MONROE
CRD#: 1227631
IA
Investment Adviser
B
Broker
AVIOR WEALTH MANAGEMENT, LLCCRD#: 148674 10655 SIX PINES DRIVE
SUITE 100
THE WOODLANDS, TX 77380
MOMENTUM INDEPENDENT NETWORK INC.CRD#: 17587 10655 Six Pines Drive
Suite 100
The Woodlands, TX 77380
Registration History
198519901995200020052010201520202025IAAVIOR WEALTH MANAGEMENT, LLC (CRD# 148674)2022 - Present (2 years)BMOMENTUM INDEPENDENT NETWORK INC. (CRD# 17587)2025 - Present (<1 year)BNAVIGATOR SECURITIES LIMITED (CRD# 22373)1988 - 2024 (36 years)BHYDE PARK FINANCIAL, INC. (CRD# 18035)1986 - 1988 (2 years)BFIRST SECURITIES CORPORATION O... (CRD# 10511)1984 - 1986 (1 year)BHPI CORPORATION (CRD# 14273)1983 - 1984 (<1 year)IAWOODLANDS ASSET MANAGEMENT INC (CRD# 108122)1988 - 2022 (34 years)
License(s)

State Registrations

B
Arizona 1/6/2025
B
New York 1/6/2025
B
Colorado 1/6/2025
IA
Texas 10/4/2022
B
Georgia 1/6/2025
B
Texas 1/6/2025
B
Hawaii 1/6/2025
B
Virginia 1/6/2025
B
Louisiana 1/6/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVIOR WEALTH MANAGEMENT, LLC (CRD#:148674)
10655 SIX PINES DRIVE SUITE 100, THE WOODLANDS, TX 77380
Registered with this firm since 10/4/2022
B
MOMENTUM INDEPENDENT NETWORK INC. (CRD#:17587)
10655 Six Pines Drive Suite 100, The Woodlands, TX 77380
Registered with this firm since 1/6/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/22/1988 - 12/31/2024 NAVIGATOR SECURITIES LIMITED (CRD#:22373) HOUSTON, TX
IA
 06/01/1988 - 10/05/2022 WOODLANDS ASSET MANAGEMENT INC (CRD#:108122) THE WOODLANDS, TX
B
 08/04/1986 - 12/05/1988 HYDE PARK FINANCIAL, INC. (CRD#:18035)
B
 10/03/1984 - 06/17/1986 FIRST SECURITIES CORPORATION OF THE SOUTHWEST (CRD#:10511)
B
 12/09/1983 - 08/30/1984 HPI CORPORATION (CRD#:14273)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.