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Detailed Report
WILLIAM STUART JETER
CRD#: 1227078
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1021 E. CARY STREET
TWO JAMES CENTER, SUITE 1000
RICHMOND, VA 23219
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - Present (15 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1989 - 2006 (16 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1984 - 1989 (5 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)1998 - 2006 (7 years)
License(s)

State Registrations

B
California 4/20/2009
B
New Mexico 10/5/2021
B
Florida 4/20/2009
B
New York 4/20/2009
B
Georgia 4/20/2009
B
North Carolina 4/20/2009
B
Idaho 7/13/2022
B
North Dakota 7/13/2022
B
Indiana 2/4/2021
B
Ohio 2/5/2021
B
Kansas 5/12/2023
B
Pennsylvania 4/20/2009
B
Maine 7/30/2021
B
South Carolina 4/27/2020
B
Maryland 4/20/2009
B
Texas 4/20/2009
B
Massachusetts 3/9/2022
IA
Texas 11/22/2013
B
Missouri 10/18/2017
B
Virginia 4/20/2009
B
Nevada 11/25/2020
IA
Virginia 4/20/2009
B
New Hampshire 2/17/2021
B
West Virginia 2/9/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1021 E. CARY STREET TWO JAMES CENTER, SUITE 1000, RICHMOND, VA 23219
Registered with this firm since 4/20/2009
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1021 E. CARY STREET TWO JAMES CENTER, SUITE 1000, RICHMOND, VA 23219
Registered with this firm since 4/20/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/21/2006 - 05/12/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) RICHMOND, VA
B
 02/21/2006 - 05/12/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) RICHMOND, VA
IA
 09/10/1998 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) RICHMOND, VA
B
 08/18/1989 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 01/25/1984 - 08/28/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.