Individual Firm
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RALPH ANTHONY MARCHIONDA
RALPH A MARCHIONDA
CRD#: 1226687
IA
B
LINCOLN INVESTMENTCRD#: 519 2668 STATE ROUTE 7
SUITE 31
COBLESKILL, NY 12043-9802
SUITE 31
COBLESKILL, NY 12043-9802
View By:
5/31/2006
Judgment / Lien
State Registrations
B
Arizona 3/20/2006
B
New Jersey 9/16/2022
B
California 9/25/1990
B
New York 9/21/1990
B
Colorado 1/5/2021
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New York 3/25/2021
B
Florida 1/8/2015
SRO Registrations
B
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IA
Registered with this firm since 3/25/2021
B
Registered with this firm since 9/21/1990
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/07/1984 - 09/25/1990 | EDISON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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