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Detailed Report
WENDY W MURPHY
WENDY WALLACE MURPHY, WENDY ANN WALLACE, WENDY WALLACE
CRD#: 1226542
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1030 Broad Street 3Rd Floor
Shrewsbury, NJ 07702
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 4/3/2017
IA
New Jersey 6/1/2009
B
California 7/12/2017
B
New York 6/1/2009
B
Connecticut 6/1/2011
B
North Carolina 11/23/2020
B
Florida 3/4/2010
B
Pennsylvania 5/17/2017
B
Georgia 1/28/2014
B
South Carolina 7/17/2015
B
Maine 1/24/2025
IA
Texas 5/4/2023
B
Massachusetts 4/12/2012
B
Utah 9/10/2020
B
Nevada 11/7/2024
B
Vermont 10/7/2021
B
New Hampshire 2/24/2023
B
Washington 12/11/2012
B
New Jersey 6/1/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 12/07/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHREWSBURY, NJ
B
 11/17/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHREWSBURY, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.