Individual Firm
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ROBERT ALEXANDER KARPINSKI JR
CRD#: 1225654
IA
B
MORGAN STANLEYCRD#: 149777 20 Linden Place
Red Bank, NJ 07701
Red Bank, NJ 07701
0
Disclosures
41
Years of Experience
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State Registrations
B
California 6/1/2009
B
North Carolina 6/1/2009
B
Connecticut 12/21/2017
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 6/6/2023
B
Indiana 6/21/2010
B
Pennsylvania 6/1/2009
B
New Jersey 6/1/2009
B
South Carolina 6/1/2009
IA
New Jersey 6/1/2009
B
Utah 1/27/2016
B
New York 6/1/2009
B
Virginia 6/1/2009
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | RED BANK, NJ | |
B | 04/02/2007 - 06/01/2009 | RED BANK, NJ | |
IA | 06/20/2002 - 04/02/2007 | RED BANK, NJ | |
B | 04/01/1985 - 04/02/2007 | RED BANK, NJ | |
B | 09/07/1984 - 03/14/1985 | ||
B | 07/30/1984 - 08/31/1984 | ||
B | 01/25/1984 - 07/19/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.