View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 03/17/2021 - 06/29/2023 | SARASOTA, FL | |
IA | 04/03/2013 - 05/20/2021 | SARASOTA, FL | |
B | 03/25/2013 - 09/20/2019 | SARASOTA, FL | |
IA | 12/12/2011 - 03/26/2013 | ST. PETERSBURG, FL | |
B | 12/14/2011 - 03/26/2013 | ST. PETERSBURG, FL | |
IA | 10/01/2009 - 12/06/2011 | SARASOTA, FL | |
B | 01/27/2009 - 07/15/2010 | SARASOTA, FL | |
IA | 10/29/2004 - 12/31/2008 | SARASOTA , FL | |
B | 12/12/2005 - 12/23/2008 | SARASOTA, FL | |
B | 05/10/2004 - 09/26/2005 | BIRMINGHAM, AL | |
IA | 12/19/2003 - 09/22/2004 | SARASOTA, FL | |
IA | 09/29/2003 - 03/19/2004 | SARASOTA, FL | |
B | 09/23/2003 - 03/19/2004 | PHILADELPHIA, PA | |
IA | 03/26/1999 - 09/24/2003 | SARASOTA, FL | |
B | 03/25/1999 - 09/24/2003 | MEMPHIS, TN | |
B | 11/21/1994 - 03/10/1999 | WEEHAWKEN, NJ | |
B | 07/31/1993 - 11/11/1994 | NEW YORK, NY | |
B | 03/31/1992 - 07/31/1993 | NEW YORK, NY | |
B | 11/13/1989 - 03/25/1992 | NEW YORK, NY | |
B | 10/30/1989 - 11/13/1989 | NEW YORK, NY | |
B | 12/08/1987 - 11/08/1989 | NEW YORK, NY | |
B | 05/26/1987 - 11/19/1987 | ||
B | 03/31/1986 - 05/07/1987 | ||
B | 12/21/1983 - 02/07/1985 |