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Detailed Report
AMY N BRUGGER
AMY LOUISE BRUGGER, AMY LOUISE NOTE
CRD#: 1224467
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2775 Sand Hill Road
Suite 120
Menlo Park, CA 94025
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2005 - 2009 (3 years)BTHE SHEMANO GROUP, INC. (CRD# 35528)2004 - 2005 (<1 year)BTHE SHEMANO GROUP, INC. (CRD# 35528)2002 - 2002 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1992 - 2000 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1983 - 1988 (4 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 7/22/2009
B
Montana 7/22/2009
B
Alaska 6/14/2017
B
Nebraska 6/21/2017
B
Arizona 6/1/2009
B
Nevada 6/1/2009
B
Arkansas 7/22/2009
B
New Hampshire 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
IA
California 6/1/2009
B
New Mexico 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 7/23/2009
B
North Dakota 7/28/2009
B
District of Columbia 7/24/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 6/1/2009
B
Georgia 6/1/2009
B
Oregon 6/1/2009
B
Hawaii 7/22/2009
B
Pennsylvania 6/1/2009
B
Idaho 6/1/2009
B
Puerto Rico 6/21/2017
B
Illinois 6/1/2009
B
Rhode Island 7/27/2009
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 7/23/2009
B
South Dakota 7/22/2009
B
Kansas 7/22/2009
B
Tennessee 7/22/2009
B
Kentucky 7/22/2009
B
Texas 6/1/2009
B
Louisiana 7/22/2009
IA
Texas 2/11/2014
B
Maine 6/1/2009
B
Utah 6/1/2009
B
Maryland 6/1/2009
B
Vermont 7/22/2009
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Minnesota 6/1/2009
B
West Virginia 7/22/2009
B
Mississippi 6/1/2009
B
Wisconsin 6/1/2009
B
Missouri 6/1/2009
B
Wyoming 7/22/2009

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
2775 Sand Hill Road Suite 120, Menlo Park, CA 94025
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/19/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
B
 08/24/2005 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MENLO PARK, CA
B
 10/15/2004 - 04/26/2005 THE SHEMANO GROUP, INC. (CRD#:35528) SAN FRANCISCO, CA
B
 06/19/2002 - 10/18/2002 THE SHEMANO GROUP, INC. (CRD#:35528) SAN FRANCISCO, CA
B
 10/05/1992 - 12/07/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 12/22/1983 - 11/03/1988 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.