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Detailed Report
ANTHONY S FERRARA
ANTHONY SCATUORCHIO FERRARA, Anthony S Ferrara
CRD#: 1224168
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 2111 RT 34 SOUTH
WALL, NJ 07719
Registration History
1985199019952000200520102015202020252 FIRMS2022 - Present (2 years)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)2009 - 2021 (12 years)BLPL FINANCIAL CORPORATION (CRD# 6413)1989 - 2009 (19 years)BLINSCO FINANCIAL GROUP, INC. (CRD# 524)1987 - 1989 (2 years)BRADFORD CAPITAL CORPORATION (CRD# 10480)1986 - 1987 (<1 year)BCARDELL & ASSOCIATES, INCORPORATED (CRD# 7700)1984 - 1986 (2 years)IALPL FINANCIAL CORPORATION (CRD# 6413)2002 - 2009 (6 years)
License(s)

State Registrations

B
Connecticut 2/11/2022
IA
Minnesota 5/16/2022
IA
Connecticut 5/16/2022
B
New Jersey 1/10/2022
B
Florida 3/28/2022
IA
New Jersey 7/25/2022
IA
Florida 7/25/2022
B
New York 1/10/2022
B
Massachusetts 1/10/2022
IA
New York 7/22/2022
IA
Massachusetts 8/30/2023
B
North Carolina 2/9/2023
B
Minnesota 2/11/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2111 RT 34 SOUTH, WALL, NJ 07719
Registered with this firm since 5/16/2022
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2111 RT 34 SOUTH, WALL, NJ 07719
Registered with this firm since 1/10/2022
Previous Registration(s)
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B
 05/01/2009 - 08/23/2021 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) JERSEY CITY, NJ
IA
 06/21/2002 - 03/12/2009 LPL FINANCIAL CORPORATION (CRD#:6413) JERSEY CITY, NJ
B
 12/16/1989 - 03/12/2009 LPL FINANCIAL CORPORATION (CRD#:6413) JERSEY CITY, NJ
B
 01/15/1987 - 12/16/1989 LINSCO FINANCIAL GROUP, INC. (CRD#:524)
B
 07/25/1986 - 01/15/1987 RADFORD CAPITAL CORPORATION (CRD#:10480)
FINRA expelled the firm on 05/07/1988
B
 01/25/1984 - 08/11/1986 CARDELL & ASSOCIATES, INCORPORATED (CRD#:7700)
FINRA expelled the firm on 01/15/1987
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.