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Detailed Report
AMY JOAN SAAR OWENS
AMY JOAN SAAR
CRD#: 1223854
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2300 WINDY RIDGE PARKWAY
SUITE 150-S
ATLANTA, GA 30339
CETERA ADVISORS LLCCRD#: 10299 TREYNOR, IA
Registration History
1985199019952000200520102015202020253 FIRMS2016 - 2016 (<1 year)4 FIRMS2015 - Present (9 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2016 - 2022 (6 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2016 - 2019 (3 years)BGIRARD SECURITIES, INC. (CRD# 18697)2016 - 2017 (1 year)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)1984 - 2015 (31 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2015 - 2023 (7 years)IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2010 - 2015 (4 years)
License(s)

State Registrations

B
Iowa 9/10/2015
IA
Iowa 6/29/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2300 WINDY RIDGE PARKWAY SUITE 150-S, ATLANTA, GA 30339
28249 BEECHNUT ROAD, TREYNOR, IA 51575
Registered with this firm since 6/29/2023
B
CETERA ADVISORS LLC (CRD#:10299)
TREYNOR, IA
TREYNOR, IA
Registered with this firm since 9/10/2015
B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
TREYNOR, IA
TREYNOR, IA
Registered with this firm since 9/10/2015
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
TREYNOR, IA
TREYNOR, IA
Registered with this firm since 9/10/2015
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
TREYNOR, IA
TREYNOR, IA
Registered with this firm since 9/10/2015
Previous Registration(s)
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IA
 09/11/2015 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
 01/26/2016 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
B
 01/26/2016 - 12/03/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) BOCA RATON, FL
B
 01/26/2016 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) SAN DIEGO, CA
B
 01/26/2016 - 12/14/2016 LEGEND EQUITIES CORPORATION (CRD#:30999) PALM BEACH GARDENS, FL
B
 01/26/2016 - 11/09/2016 INVESTORS CAPITAL CORP. (CRD#:30613) LYNNFIELD, MA
B
 01/26/2016 - 11/09/2016 VSR FINANCIAL SERVICES, INC. (CRD#:14503) OVERLAND PARK, KS
IA
 12/10/2010 - 03/13/2015 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) OMAHA, NE
B
 01/05/1984 - 03/13/2015 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.