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GEORGE JOHN CHARDUKIAN
GEORGE DUKE
CRD#: 1223169
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1980 E RIVER RD SUITE 100
TUCSON, AZ 85718
Registration History
19801985199019952000200520102015202020252 FIRMS2002 - 2020 (18 years)2 FIRMS2020 - Present (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1984 - 2002 (18 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1986 - 2002 (15 years)
Disclosure(s)
View By:
3/9/2009
Customer Dispute
Denied
4/25/2005
Customer Dispute
Settled
10/30/2002
Customer Dispute
Denied
8/21/2002
Employment Separation After Allegations
9/1/1980
Regulatory
Final
License(s)

State Registrations

B
Alabama 11/25/2020

B
Michigan 11/16/2020

B
Alaska 11/16/2020

B
Minnesota 11/16/2020

B
Arizona 11/16/2020

B
Missouri 11/16/2020

B
Arkansas 11/16/2020

B
Nevada 11/16/2020

B
California 11/17/2020

B
New Jersey 11/16/2020

IA
California 11/17/2020

B
New Mexico 11/16/2020

B
Colorado 11/16/2020

B
New York 11/16/2020

B
District of Columbia 11/16/2020

B
North Carolina 11/16/2020

B
Florida 11/17/2020

B
Oregon 11/16/2020

B
Georgia 4/14/2021

B
South Carolina 11/30/2020

B
Idaho 11/17/2020

B
Tennessee 3/23/2022

B
Illinois 12/22/2020

B
Texas 11/17/2020

B
Indiana 12/1/2020

IA
Texas 11/18/2020

B
Iowa 4/13/2021

B
Utah 11/17/2020

B
Kansas 11/16/2020

B
Virginia 11/23/2020

B
Louisiana 12/12/2022

B
Washington 11/30/2020

B
Maine 11/16/2020

B
West Virginia 8/4/2022

B
Maryland 2/22/2024

B
Wisconsin 11/16/2020

B
Massachusetts 11/18/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1980 E RIVER RD SUITE 100, TUCSON, AZ 85718
Registered with this firm since 11/17/2020

B
LPL FINANCIAL LLC (CRD#:6413)
1980 E RIVER RD SUITE 100, TUCSON, AZ 85718
Registered with this firm since 11/16/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/18/2002 - 11/24/2020 RBC CAPITAL MARKETS, LLC (CRD#:31194) TUCSON, AZ
B
09/18/2002 - 11/24/2020 RBC CAPITAL MARKETS, LLC (CRD#:31194) TUCSON, AZ
B
03/19/1984 - 08/22/2002 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
B
05/27/1986 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.