Individual Firm
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STEFAN DAVID PAPASOFF
CRD#: 1222623
IA
B
MORGAN STANLEYCRD#: 149777 4000 Carillon Point
Suite 600
Kirkland, WA 98033
Suite 600
Kirkland, WA 98033
0
Disclosures
41
Years of Experience
View By:
State Registrations
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Arizona 12/6/2019
B
North Carolina 12/6/2019
B
California 12/6/2019
B
Pennsylvania 12/6/2019
B
Colorado 12/6/2019
B
South Carolina 12/6/2019
B
Connecticut 12/6/2019
B
Tennessee 12/6/2019
B
Florida 12/6/2019
B
Texas 12/6/2019
B
Idaho 6/22/2021
IA
Texas 12/6/2019
B
Illinois 12/6/2019
B
Vermont 9/13/2023
B
Maryland 12/6/2019
B
Virginia 12/6/2019
B
New Hampshire 12/6/2019
B
Washington 12/6/2019
B
New Jersey 12/6/2019
IA
Washington 1/10/2020
B
New York 12/6/2019
B
Wyoming 5/17/2024
SRO Registrations
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IA
Registered with this firm since 12/6/2019
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Registered with this firm since 12/6/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/15/1997 - 12/10/2019 | FRANKLIN, TN | |
B | 09/15/1997 - 12/10/2019 | FRANKLIN, TN | |
B | 01/16/1989 - 09/22/1997 | NEW YORK, NY | |
B | 12/21/1983 - 01/25/1989 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.