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RICHARD PATRICK TWIST
CRD#: 1222067
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 6855 FRANKFORD AVENUE, 2ND FLOOR
PHILADELPHIA, PA 19135
Registration History
1985199019952000200520102015202020252 FIRMS2004 - Present (21 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)2002 - 2004 (1 year)BPNC BROKERAGE CORP (CRD# 34671)1996 - 2002 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1994 - 1996 (2 years)BWESTFIELD FINANCIAL CORPORATION (CRD# 8143)1994 - 1994 (<1 year)BHIBBARD BROWN & CO., INC. (CRD# 18246)1988 - 1994 (6 years)BSHERWOOD CAPITAL, INC. (CRD# 10474)1987 - 1988 (1 year)BFIRST JERSEY SECURITIES, INC. (CRD# 6621)1983 - 1987 (3 years)IAHILLIARD LYONS ASSET MANAGEMENT (CRD# 453)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Delaware 1/10/2014

B
New York 1/5/2015

B
Florida 1/20/2004

B
Pennsylvania 1/1/2004

B
Michigan 1/8/2025

IA
Pennsylvania 1/1/2004

B
New Jersey 1/1/2004

B
Virginia 1/3/2017

IA
New Jersey 8/17/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
6855 FRANKFORD AVENUE, 2ND FLOOR, PHILADELPHIA, PA 19135
Registered with this firm since 1/1/2004

B
PNC INVESTMENTS (CRD#:129052)
6855 FRANKFORD AVENUE, 2ND FLOOR, PHILADELPHIA, PA 19135
Registered with this firm since 1/1/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/02/2003 - 01/01/2004 HILLIARD LYONS ASSET MANAGEMENT (CRD#:453) PHILADELPHIA, PA
B
06/01/2002 - 01/01/2004 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
11/04/1996 - 06/01/2002 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
08/12/1994 - 10/14/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
08/05/1994 - 09/09/1994 WESTFIELD FINANCIAL CORPORATION (CRD#:8143)
FINRA expelled the firm on 04/15/1996
NEW YORK, NY
B
05/24/1988 - 08/26/1994 HIBBARD BROWN & CO., INC. (CRD#:18246)
FINRA expelled the firm on 02/22/1996
NEW YORK, NY
B
02/02/1987 - 05/31/1988 SHERWOOD CAPITAL, INC. (CRD#:10474)
B
12/21/1983 - 02/02/1987 FIRST JERSEY SECURITIES, INC. (CRD#:6621)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.