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FRANCIS BARTLETT LANE
CRD#: 1219928
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 300 Conshohocken State Road
Suite 400
Conshohocken, PA 19428
Registration History
1985199019952000200520102015202020252 FIRMS2016 - Present (8 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2001 - 2016 (15 years)BDB ALEX. BROWN LLC (CRD# 17790)1997 - 2001 (3 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1984 - 1997 (13 years)IADEUTSCHE BANK SECURITIES INC. (CRD# 2525)2007 - 2016 (9 years)
Disclosure(s)
View By:
11/19/2001
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/6/2016

B
New Hampshire 9/6/2016

B
California 9/6/2016

B
New Jersey 9/6/2016

B
Colorado 2/6/2023

B
New York 9/6/2016

B
Connecticut 9/6/2016

B
North Carolina 1/7/2019

B
Delaware 9/6/2016

B
Ohio 5/25/2024

B
District of Columbia 9/6/2016

B
Oregon 9/6/2016

B
Florida 9/6/2016

B
Pennsylvania 9/6/2016

B
Illinois 9/6/2016

IA
Pennsylvania 9/6/2016

B
Indiana 9/17/2019

B
South Carolina 9/6/2016

B
Maine 9/6/2016

B
Texas 12/13/2022

B
Maryland 9/6/2016

IA
Texas 1/9/2023

B
Massachusetts 9/6/2016

B
Vermont 9/6/2016

B
Michigan 9/6/2016

B
Virginia 9/6/2016

B
Montana 9/6/2016

B
Wisconsin 9/6/2016

B
Nevada 1/31/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
300 Conshohocken State Road Suite 400, Conshohocken, PA 19428
Registered with this firm since 9/6/2016

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
300 Conshohocken State Road Suite 400, Conshohocken, PA 19428
Registered with this firm since 9/6/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/02/2007 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) PHILADELPHIA, PA
B
01/13/2001 - 09/06/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) PHILADELPHIA, PA
B
09/01/1997 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
01/25/1984 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.