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Detailed Report
DeAnn Kay Thompson
DEANN KAY JOHNSON, DE ANN KAY THOMPSON, DEANN K THOMPSON, DEANN KAY THOMPSON
CRD#: 1218849
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 108 N Highway 69 Suite 3
Huxley, IA 50124
Registration History
198519901995200020052010201520202025IAEDWARD JONES (CRD# 250)2007 - Present (18 years)BEDWARD JONES (CRD# 250)2003 - Present (21 years)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1985 - 2003 (18 years)IAU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1999 - 2003 (4 years)
License(s)

State Registrations

B
Arizona 10/28/2003
B
Minnesota 3/19/2004
B
California 9/11/2003
B
Missouri 9/11/2003
B
Colorado 3/16/2007
B
Nebraska 11/26/2003
B
Connecticut 1/11/2021
B
New Mexico 9/9/2014
B
District of Columbia 9/28/2021
B
New York 1/29/2021
B
Florida 1/20/2014
B
North Carolina 6/13/2007
B
Georgia 8/23/2023
B
North Dakota 9/25/2015
B
Hawaii 4/9/2015
B
Rhode Island 7/16/2024
B
Illinois 9/11/2003
B
South Carolina 10/6/2016
B
Indiana 10/8/2003
B
South Dakota 9/14/2012
B
Iowa 9/11/2003
B
Texas 2/16/2010
IA
Iowa 1/17/2007
IA
Texas 12/17/2018
B
Kansas 8/12/2005
B
Vermont 10/14/2013
B
Maryland 8/28/2020
B
Washington 5/4/2007
B
Massachusetts 4/21/2004
B
Wisconsin 9/11/2003

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
108 N Highway 69 Suite 3, Huxley, IA 50124
Registered with this firm since 1/17/2007
B
EDWARD JONES (CRD#:250)
108 N Highway 69 Suite 3, Huxley, IA 50124
Registered with this firm since 9/11/2003
Previous Registration(s)
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IA
 04/21/1999 - 09/23/2003 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) DES MOINES, IA
B
 07/24/1985 - 09/23/2003 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.