Individual Firm
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CHARLES CALVIN CURTIS JR.
CHARLES CALVIN CURTIS JR, CHUCK CALVIN CURTIS, CHUCK CURTIS
CRD#: 1218823
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 100 NORTH TAMPA
SUITE 2400
TAMPA, FL 33602
SUITE 2400
TAMPA, FL 33602
View By:
6/16/2003
Customer Dispute
Settled
State Registrations
B
Alabama 7/24/2018
B
Nebraska 5/22/2024
B
Alaska 10/9/2019
B
Nevada 8/28/2018
B
Arizona 11/23/2018
B
New Hampshire 5/20/2019
B
Arkansas 1/16/2020
B
New Jersey 7/18/2018
B
California 9/13/2018
B
New Mexico 10/19/2018
B
Colorado 7/19/2018
B
New York 11/19/2018
B
Connecticut 9/17/2019
B
North Carolina 8/21/2018
B
Delaware 1/17/2020
B
North Dakota 7/19/2018
B
District of Columbia 10/23/2018
B
Ohio 5/18/2018
B
Florida 6/13/2018
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Ohio 5/18/2018
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Florida 1/10/2020
B
Oklahoma 1/17/2020
B
Georgia 7/19/2018
B
Oregon 1/22/2020
B
Hawaii 5/1/2019
B
Pennsylvania 6/14/2018
B
Idaho 11/16/2018
B
Puerto Rico 1/22/2020
B
Illinois 7/19/2018
B
Rhode Island 3/21/2019
B
Indiana 8/21/2018
B
South Carolina 6/14/2018
B
Iowa 5/17/2019
B
South Dakota 1/16/2020
B
Kansas 9/7/2021
B
Tennessee 11/19/2018
B
Kentucky 6/14/2018
B
Texas 8/20/2018
B
Louisiana 8/12/2019
B
Utah 1/17/2020
B
Maine 5/21/2020
B
Vermont 8/21/2018
B
Maryland 7/26/2018
B
Virgin Islands 8/12/2019
B
Massachusetts 3/13/2019
B
Virginia 6/13/2018
B
Michigan 7/23/2018
B
Washington 8/23/2018
B
Minnesota 8/22/2018
B
West Virginia 1/30/2020
B
Mississippi 1/17/2020
B
Wisconsin 8/12/2019
B
Missouri 5/17/2019
B
Wyoming 6/19/2020
B
Montana 7/19/2018
SRO Registrations
B
B
B
B
B
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IA
Registered with this firm since 5/18/2018
B
Registered with this firm since 5/17/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/02/2013 - 05/25/2018 | ST. PETERSBURG, FL | |
B | 06/17/2013 - 05/25/2018 | ST PETERSBURG, FL | |
IA | 06/01/2009 - 08/05/2011 | ORLANDO, FL | |
B | 06/01/2009 - 08/05/2011 | ORLANDO, FL | |
IA | 07/31/1993 - 06/01/2009 | TAMPA, FL | |
B | 07/31/1993 - 06/01/2009 | TAMPA, FL | |
B | 02/15/1988 - 07/31/1993 | NEW YORK, NY | |
B | 12/05/1983 - 02/15/1988 |
ST. PETERSBURG, FL
08/02/2013 - 05/25/2018
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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