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Detailed Report
WOLFGANG HANSJURGEN REMKES
CRD#: 1218228
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 11835 W. OLYMPIC BLVD.
SUITE 1155 E
LOS ANGELES, CA 90064
Registration History
198519901995200020052010201520202025IAOSAIC WEALTH, INC. (CRD# 23131)2018 - Present (7 years)BOSAIC WEALTH, INC. (CRD# 23131)1993 - Present (31 years)BINTEGRATED FINANCIAL PLANNING ... (CRD# 17935)1992 - 1996 (3 years)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)1984 - 1992 (8 years)IAWHJR ASSOCIATES (CRD# 113269)2011 - 2018 (6 years)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1997 - 2013 (16 years)
License(s)

State Registrations

B
Arizona 2/13/1998
B
Maryland 3/13/2025
B
California 7/9/1993
B
Tennessee 6/1/2023
IA
California 3/29/2018
B
Washington 9/8/2023
B
Colorado 3/7/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
11835 W. OLYMPIC BLVD. SUITE 1155 E, LOS ANGELES, CA 90064
Registered with this firm since 3/29/2018
B
OSAIC WEALTH, INC. (CRD#:23131)
11835 W. OLYMPIC BLVD. SUITE 1155 E, LOS ANGELES, CA 90064
Registered with this firm since 7/10/1993
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/29/2011 - 04/16/2018 WHJR ASSOCIATES (CRD#:113269) CAMPBELL, CA
IA
 07/08/1997 - 08/22/2013 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) CAMPBELL, CA
B
 10/21/1992 - 07/01/1996 INTEGRATED FINANCIAL PLANNING SERVICES (CRD#:17935) HEIDELBERG
B
 01/19/1984 - 08/05/1992 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) PALM BEACH GARDENS, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.