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ROBERT ALAN SILVERMAN
CRD#: 1217534
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 SAN FRANCISCO, CA
CETERA ADVISOR NETWORKS LLCCRD#: 13572 SAN FRANCISCO, CA
0
Disclosures
41
Years of Experience
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State Registrations
B
Alaska 10/11/2018
B
Florida 10/29/1996
B
California 8/13/1990
B
Maine 8/26/2024
IA
California 6/29/2023
B
Utah 9/10/1996
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 8/10/1990
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/04/2016 - 06/29/2023 | SAN FRANCISCO, CA | |
B | 02/19/1984 - 08/15/1990 | ||
B | 12/22/1983 - 12/26/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.