• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
VICKI BREWER SMART
VICKI BREWER MORRIS
CRD#: 1216805
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2400 LAKEVIEW PARKWAY
SUITE 200
ALPHARETTA, GA 30009
Registration History
1985199019952000200520102015202020252 FIRMS2006 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)1991 - 2006 (15 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1989 - 1991 (2 years)BDREXEL BURNHAM LAMBERT GOVERNM... (CRD# 19727)1987 - 1990 (2 years)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1984 - 1989 (4 years)BBECKER PARIBAS INCORPORATED (CRD# 7635)1984 - 1984 (<1 year)IAMORGAN STANLEY (CRD# 7556)2003 - 2006 (3 years)
License(s)

State Registrations

B
Alabama 6/25/2021

B
Montana 6/25/2021

B
Alaska 5/20/2024

B
Nebraska 6/25/2021

B
Arizona 6/25/2021

B
Nevada 6/25/2021

B
Arkansas 6/25/2021

B
New Hampshire 6/25/2021

B
California 6/25/2021

B
New Jersey 6/25/2021

B
Colorado 6/25/2021

B
New Mexico 6/25/2021

B
Connecticut 6/25/2021

B
New York 6/25/2021

B
Delaware 6/25/2021

B
North Carolina 6/28/2021

B
District of Columbia 6/25/2021

B
North Dakota 6/25/2021

B
Florida 6/25/2021

B
Ohio 6/28/2021

B
Georgia 2/13/2013

B
Oklahoma 6/25/2021

IA
Georgia 2/13/2013

B
Oregon 6/25/2021

B
Hawaii 6/25/2021

B
Pennsylvania 6/25/2021

B
Idaho 6/25/2021

B
Puerto Rico 7/8/2024

B
Illinois 6/25/2021

B
Rhode Island 6/25/2021

B
Indiana 6/25/2021

B
South Carolina 6/25/2021

B
Iowa 6/25/2021

B
South Dakota 6/25/2021

B
Kansas 6/25/2021

B
Tennessee 6/25/2021

B
Kentucky 6/25/2021

B
Texas 6/25/2021

B
Louisiana 6/25/2021

B
Utah 6/25/2021

B
Maine 6/25/2021

B
Vermont 6/25/2021

B
Maryland 6/25/2021

B
Virgin Islands 6/25/2021

B
Massachusetts 6/25/2021

B
Virginia 6/25/2021

B
Michigan 6/25/2021

B
Washington 6/25/2021

B
Minnesota 6/25/2021

B
West Virginia 6/25/2021

B
Mississippi 6/25/2021

B
Wisconsin 6/25/2021

B
Missouri 6/25/2021

B
Wyoming 6/25/2021

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2400 LAKEVIEW PARKWAY SUITE 200, ALPHARETTA, GA 30009
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2400 LAKEVIEW PARKWAY SUITE 200, ALPHARETTA, GA 30009
Registered with this firm since 2/13/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/19/2006 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
B
09/11/2006 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
IA
03/26/2003 - 09/06/2006 MORGAN STANLEY (CRD#:7556) ATLANTA, GA
B
08/09/1991 - 09/06/2006 MORGAN STANLEY DW INC. (CRD#:7556) ATLANTA, GA
B
03/14/1989 - 07/02/1991 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
07/25/1987 - 04/07/1990 DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC. (CRD#:19727)
B
09/06/1984 - 04/06/1989 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
B
01/30/1984 - 10/11/1984 BECKER PARIBAS INCORPORATED (CRD#:7635)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.