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LELA SUZANNE BAYLEY
CRD#: 1216003
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CAPITOL MALL
SACRAMENTO, CA 95814
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - Present (28 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1984 - Present (41 years)
Disclosure(s)
View By:
9/22/2001
Customer Dispute
Closed-No Action
6/16/1991
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 4/16/1992

B
Nevada 2/23/2021

B
California 3/24/1984

B
New Jersey 12/16/1994

IA
California 7/8/1997

B
New York 10/7/2000

B
Colorado 5/21/2012

B
North Carolina 4/9/2001

B
Florida 9/14/1993

B
Oklahoma 9/5/2012

B
Georgia 2/11/2021

B
Oregon 7/25/1989

B
Illinois 1/13/2017

B
Pennsylvania 3/17/2023

B
Indiana 1/23/2025

B
Texas 3/8/1996

B
Maine 10/25/2024

IA
Texas 3/8/1996

B
Maryland 9/25/2020

B
Utah 6/5/2020

B
Massachusetts 6/21/2018

B
Virginia 11/16/2006

B
Montana 11/23/2021

B
Washington 6/28/1988

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 3/8/1996

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 1/1/1984

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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.