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RICHARD WILLIAM LEIDAL
RICK LEIDAL
CRD#: 1215703
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 41850 W. 11 MILE ROAD
SUITE 225,226
NOVI, MI 48375
SIGMA FINANCIAL CORPORATIONCRD#: 14303 41850 W. 11 MILE ROAD
SUITE 225,226
NOVI, MI 48375
Registration History
198519901995200020052010201520202025IASPC (CRD# 110692)2010 - Present (14 years)BSIGMA FINANCIAL CORPORATION (CRD# 14303)2005 - Present (19 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1987 - 2005 (18 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1984 - 1987 (2 years)BGENERAL AMERICAN LIFE INSURANC... (CRD# 3963)1986 - 1987 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1984 - 1984 (<1 year)
Disclosure(s)
View By:
12/21/2012
Customer Dispute
Denied
5/31/2012
Customer Dispute
Closed-No Action
5/3/2012
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Arizona 3/18/2021

B
North Carolina 11/8/2022

B
Colorado 8/2/2018

B
Ohio 11/8/2023

B
Florida 7/19/2005

B
South Carolina 7/8/2019

B
Georgia 3/21/2018

IA
Texas 2/14/2019

B
Indiana 6/27/2018

B
Texas 10/1/2024

B
Michigan 7/19/2005

B
Wisconsin 2/12/2020

IA
Michigan 5/27/2010

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPC (CRD#:110692)
41850 W. 11 MILE ROAD SUITE 225,226, NOVI, MI 48375
Registered with this firm since 5/27/2010

B
SIGMA FINANCIAL CORPORATION (CRD#:14303)
41850 W. 11 MILE ROAD SUITE 225,226, NOVI, MI 48375
Registered with this firm since 7/19/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/03/1987 - 07/22/2005 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
10/11/1984 - 02/24/1987 MUTUAL SERVICE CORPORATION (CRD#:4806)
B
04/08/1986 - 01/30/1987 GENERAL AMERICAN LIFE INSURANCE COMPANY (CRD#:3963)
B
01/16/1984 - 10/30/1984 PRUCO SECURITIES CORPORATION (CRD#:5685)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.