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Registration History
2002200420062008201020122014201620182020202220242026IASHUTZER INVESTMENTS, LLC (CRD# 301318)2019 - Present (5 years)IAINSTITUTE FOR WEALTH ADVISORS,... (CRD# 149347)2017 - 2019 (2 years)IACONCERT WEALTH MANAGEMENT (CRD# 141253)2015 - 2017 (2 years)IASOWELL MANAGEMENT SERVICES (CRD# 127145)2016 - 2017 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2002 - 2012 (9 years)
Disclosure(s)
View By:
5/17/2002
Customer Dispute
Denied
3/16/2001
Customer Dispute
Denied
License(s)

State Registrations

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California 6/10/2019

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Texas 4/26/2021

Current Registration(s)
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SHUTZER INVESTMENTS, LLC (CRD#:301318)
SAN FRANCISCO, CA
Registered with this firm since 6/10/2019

Previous Registration(s)
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01/31/2017 - 04/30/2019 INSTITUTE FOR WEALTH ADVISORS, INC. (CRD#:149347) San Jose, CA
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01/05/2015 - 06/19/2017 CONCERT WEALTH MANAGEMENT (CRD#:141253) WALNUT CREEK, CA
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09/16/2016 - 02/03/2017 SOWELL MANAGEMENT SERVICES (CRD#:127145) Walnut Creek, CA
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10/01/2012 - 01/07/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
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02/08/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN FRANCISCO, CA
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09/03/2002 - 01/31/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN FRANCISCO, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.