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ELIZABETH HALE PORTER
BETH HALE, ELIZABETH ANN HALE
CRD#: 1214967
IA
B
MORGAN STANLEYCRD#: 149777 3280 Peachtree Road Northeast
Suite 1900
Atlanta, GA 30305
Suite 1900
Atlanta, GA 30305
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Alabama 7/17/2009
B
North Carolina 6/1/2009
B
California 6/1/2009
B
Ohio 1/9/2020
B
Colorado 3/12/2019
B
Oklahoma 1/8/2020
B
Florida 6/1/2009
B
Oregon 6/1/2009
B
Georgia 6/1/2009
B
South Carolina 6/1/2009
IA
Georgia 6/1/2009
B
Texas 1/2/2018
B
Kentucky 6/1/2009
IA
Texas 3/19/2020
B
Maryland 1/8/2020
B
Virginia 6/1/2009
B
Michigan 4/24/2012
B
West Virginia 2/23/2023
B
New York 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/17/2003 - 06/01/2009 | ATLANTA, GA | |
B | 06/15/2001 - 06/01/2009 | ATLANTA, GA | |
B | 01/01/1998 - 06/18/2001 | BOSTON, MA | |
B | 06/07/1993 - 01/01/1998 | ||
B | 03/31/1992 - 06/07/1993 | BOSTON, MA | |
B | 05/13/1987 - 03/31/1992 | ||
B | 02/24/1984 - 04/02/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.