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JAMES FRANCIS MARSHALL
CRD#: 1214383
IA
Investment Adviser
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Previous Broker
SPECTRUM INVESTMENT ADVISORS, INC.CRD#: 108669 6329 WEST MEQUON ROAD
MEQUON, WI 53092
Registration History
198519901995200020052010201520202025IASPECTRUM INVESTMENT ADVISORS, INC. (CRD# 108669)1999 - Present (25 years)BLPL FINANCIAL LLC (CRD# 6413)2011 - 2015 (4 years)BH. BECK, INC. (CRD# 1763)1990 - 2011 (20 years)BMUTUAL BENEFIT FINANCIAL SERVI... (CRD# 4882)1983 - 1988 (4 years)
License(s)

State Registrations

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Wisconsin 12/13/1999

Current Registration(s)
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SPECTRUM INVESTMENT ADVISORS, INC. (CRD#:108669)
6329 WEST MEQUON ROAD, MEQUON, WI 53092
Registered with this firm since 12/13/1999

Previous Registration(s)
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03/31/2011 - 10/15/2015 LPL FINANCIAL LLC (CRD#:6413) MEQUON, WI
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05/10/1990 - 04/25/2011 H. BECK, INC. (CRD#:1763) MEQUON, WI
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12/23/1983 - 05/19/1988 MUTUAL BENEFIT FINANCIAL SERVICE COMPANY (CRD#:4882)
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Broker
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Investment Adviser
Disclosures
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