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Detailed Report
STEVEN CRAIG BEHRLE
STEVEN CRAIG BERHLE
CRD#: 1213354
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 100 Spectrum Center Drive
Suite 900
Irvine, CA 92618
B. RILEY WEALTH MANAGEMENTCRD#: 2543 100 Spectrum Center Drive
Suite 900
Irvine, CA 92618
Registration History
1985199019952000200520102015202020252 FIRMS1999 - 2003 (4 years)2 FIRMS2003 - 2007 (3 years)2 FIRMS2007 - 2020 (13 years)IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2022 - Present (2 years)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2020 - Present (4 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1983 - 1999 (15 years)IAB RILEY WEALTH MANAGEMENT (CRD# 2543)2020 - 2022 (2 years)
Disclosure(s)
View By:
11/8/2001
Customer Dispute
Denied
2/2/1989
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 3/12/2025
B
New York 8/7/2020
B
Arizona 8/7/2020
IA
New York 7/28/2022
B
California 8/7/2020
B
Oregon 8/7/2020
IA
California 7/28/2022
B
Pennsylvania 8/7/2020
B
Colorado 8/7/2020
B
South Carolina 8/7/2020
B
Florida 8/7/2020
B
Tennessee 6/16/2023
B
Georgia 9/8/2020
B
Texas 8/7/2020
B
Idaho 8/7/2020
IA
Texas 7/28/2022
B
Illinois 9/17/2020
B
Utah 8/7/2020
B
Louisiana 2/28/2022
B
Virginia 8/7/2020
B
Massachusetts 8/7/2020
B
Washington 8/7/2020
B
Nevada 8/7/2020
B
Wisconsin 8/7/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
100 Spectrum Center Drive Suite 900, Irvine, CA 92618
Registered with this firm since 7/28/2022
B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
100 Spectrum Center Drive Suite 900, Irvine, CA 92618
Registered with this firm since 8/7/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/07/2020 - 12/31/2022 B RILEY WEALTH MANAGEMENT (CRD#:2543) Irvine, CA
IA
 05/11/2007 - 08/10/2020 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) IRVINE, CA
B
 05/11/2007 - 08/10/2020 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) IRVINE, CA
IA
 07/01/2003 - 05/11/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) NEWPORT BEACH, CA
B
 07/01/2003 - 05/11/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) NEWPORT BEACH, CA
IA
 07/29/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEWPORT BEACH, CA
B
 07/23/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 11/25/1983 - 07/30/1999 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.