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JOEL ERIC BREITER
JOEL E BREITER
CRD#: 1212742
IA
B
OPPENHEIMER & CO. INC.CRD#: 249 YAMATO OFFICE CENTER
999 YAMATO ROAD, SUITE 300
BOCA RATON, FL 33431
999 YAMATO ROAD, SUITE 300
BOCA RATON, FL 33431
0
Disclosures
37
Years of Experience
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State Registrations
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Alabama 9/30/2024
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Michigan 8/18/2023
B
Arizona 3/11/2014
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Minnesota 2/25/2014
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California 2/19/2014
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Missouri 3/11/2014
B
Colorado 7/7/2023
B
New Jersey 2/19/2014
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Connecticut 2/20/2014
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New York 2/19/2014
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Florida 2/20/2014
IA
New York 4/7/2021
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Florida 12/13/2021
B
North Carolina 5/17/2022
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Georgia 6/3/2021
B
Ohio 2/20/2014
B
Indiana 11/27/2019
B
Pennsylvania 2/19/2014
B
Maine 6/3/2021
B
South Carolina 4/7/2017
B
Maryland 8/17/2017
B
Utah 2/18/2021
B
Massachusetts 6/3/2021
B
Virginia 2/26/2014
SRO Registrations
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IA
Registered with this firm since 2/21/2014
B
Registered with this firm since 2/18/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/19/2005 - 01/09/2014 | SOUTHAMPTON, NY | |
B | 02/13/1998 - 01/09/2014 | SOUTHAMPTON, NY | |
B | 09/25/1989 - 02/26/1998 | NEW YORK, NY | |
B | 03/24/1987 - 10/11/1989 | JERSEY CITY, NJ |
JERSEY CITY, NJ
03/24/1987 - 10/11/1989
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.