Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
BRIAN MARK MCNAMARA
CRD#: 1212130
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 10 MERCHANTS ROAD
SANDWICH, MA 02563
Registration History
198519901995200020052010201520202025IACITIZENS SECURITIES, INC. (CRD# 39550)2016 - Present (9 years)BCITIZENS SECURITIES, INC. (CRD# 39550)2002 - Present (22 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2002 (1 year)BINVESTACORP, INC. (CRD# 7684)1991 - 2001 (10 years)BGAGE-WILEY & CO., INC. (CRD# 344)1988 - 1991 (2 years)BNORTH AMERICAN INVESTMENT CORP. (CRD# 7568)1985 - 1988 (2 years)BFECHTOR, DETWILER & CO., INC. (CRD# 1794)1985 - 1985 (<1 year)BCOBURN & MEREDITH, INC. (CRD# 164)1984 - 1985 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1983 - 1984 (<1 year)
Disclosure(s)
View By:
7/22/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/18/2015
IA
New Jersey 9/25/2017
IA
Arizona 1/10/2018
B
New York 8/27/2015
B
California 9/3/2014
IA
New York 4/8/2021
IA
California 11/8/2017
B
North Carolina 1/4/2021
B
Connecticut 1/19/2010
IA
North Carolina 1/8/2021
IA
Connecticut 1/11/2016
B
Rhode Island 4/13/2020
B
Florida 12/17/2002
IA
Rhode Island 7/20/2023
IA
Florida 1/13/2016
B
Texas 6/10/2019
B
Kentucky 3/23/2021
IA
Texas 6/10/2019
IA
Kentucky 3/23/2021
B
Virginia 4/1/2016
B
Massachusetts 12/17/2002
IA
Virginia 4/1/2016
B
New Jersey 9/21/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
10 MERCHANTS ROAD, SANDWICH, MA 02563
Registered with this firm since 1/11/2016
B
CITIZENS SECURITIES, INC. (CRD#:39550)
10 MERCHANTS ROAD, SANDWICH, MA 02563
Registered with this firm since 12/17/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/12/2001 - 12/03/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 02/19/1991 - 04/16/2001 INVESTACORP, INC. (CRD#:7684) MIAMI, FL
B
 07/06/1988 - 03/04/1991 GAGE-WILEY & CO., INC. (CRD#:344) NORTHAMPTON, MA
B
 09/09/1985 - 07/19/1988 NORTH AMERICAN INVESTMENT CORP. (CRD#:7568)
B
 02/04/1985 - 09/16/1985 FECHTOR, DETWILER & CO., INC. (CRD#:1794)
B
 08/21/1984 - 02/28/1985 COBURN & MEREDITH, INC. (CRD#:164)
B
 12/14/1983 - 07/02/1984 FIRST INVESTORS CORPORATION (CRD#:305)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.