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Detailed Report
JOHN WILLIAM RADER JR
JOHN WILLIAM RADER
CRD#: 1210893
IA
Investment Adviser
B
Broker
DAVENPORT & COMPANY LLCCRD#: 1588 10 FRANKLIN ROAD SE SUITE 450
ROANOKE, VA 24011
Registration History
1985199019952000200520102015202020252 FIRMS2000 - 2009 (9 years)2 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2016 (6 years)2 FIRMS2016 - Present (8 years)BFIRST UNION SECURITIES, INC. (CRD# 19616)1999 - 2000 (<1 year)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1984 - 1999 (14 years)
Disclosure(s)
View By:
2/11/2019
Judgment / Lien
License(s)

State Registrations

B
California 9/28/2016
B
North Carolina 9/28/2016
B
Colorado 12/23/2019
B
South Carolina 9/28/2016
B
Florida 7/27/2022
B
Texas 6/13/2017
B
Georgia 9/28/2016
IA
Texas 11/7/2023
B
Indiana 9/15/2020
B
Virginia 9/28/2016
B
Maine 9/28/2016
IA
Virginia 9/28/2016
B
New Jersey 10/12/2021
B
West Virginia 9/28/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
DAVENPORT & COMPANY LLC (CRD#:1588)
10 FRANKLIN ROAD SE SUITE 450, ROANOKE, VA 24011
TROUTVILLE, VA
Registered with this firm since 9/28/2016
B
DAVENPORT & COMPANY LLC (CRD#:1588)
10 FRANKLIN ROAD SE SUITE 450, ROANOKE, VA 24011
TROUTVILLE, VA
Registered with this firm since 9/28/2016
Previous Registration(s)
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IA
 07/23/2010 - 09/29/2016 LPL FINANCIAL LLC (CRD#:6413) DALEVILLE, VA
B
 07/23/2010 - 09/29/2016 LPL FINANCIAL LLC (CRD#:6413) DALEVILLE, VA
IA
 06/01/2009 - 08/16/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) DALEVILLE, VA
B
 06/01/2009 - 08/16/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) DALEVILLE, VA
IA
 06/27/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALEVILLE, VA
B
 05/23/2000 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALEVILLE, VA
B
 10/01/1999 - 06/05/2000 FIRST UNION SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 11/21/1984 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.