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HEATHER GAGE BROWER
HEATHER GAGE BOWER, HEATHER ELAINE FELLNER, HEATHER ELAINE GAGE
CRD#: 1210476
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WELLS FARGO ADVISORSCRD#: 19616 2500 WESTCHESTER AVE STES 201 & 203
PURCHASE, NY 10577
PURCHASE, NY 10577
View By:
3/8/2005
Customer Dispute
Settled
State Registrations
B
Arizona 9/16/2005
B
Mississippi 8/17/2007
B
California 7/1/2003
B
New Hampshire 5/29/2012
B
Colorado 4/29/2022
B
New Jersey 7/1/2003
B
Connecticut 7/1/2003
B
New York 7/1/2003
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Connecticut 6/25/2024
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New York 7/27/2021
B
Delaware 2/1/2018
B
Pennsylvania 2/14/2008
B
Florida 7/1/2003
B
South Carolina 11/8/2023
B
Georgia 11/8/2023
B
Tennessee 3/31/2023
B
Illinois 2/1/2018
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Texas 1/29/2010
B
Kentucky 3/9/2022
B
Texas 8/23/2013
B
Maryland 11/23/2022
B
Vermont 7/1/2003
B
Massachusetts 8/23/2013
B
Virginia 3/30/2010
B
Michigan 9/18/2024
B
Washington 2/13/2023
SRO Registrations
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B
B
B
B
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Registered with this firm since 1/29/2010
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Registered with this firm since 7/1/2003
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/02/1999 - 07/01/2003 | NEW YORK, NY | |
B | 05/08/1995 - 07/08/1999 | NEW YORK, NY | |
B | 01/28/1995 - 05/23/1995 | WEEHAWKEN, NJ | |
B | 03/10/1993 - 01/28/1995 | NEW YORK, NY | |
B | 01/02/1992 - 03/09/1993 | NEW YORK, NY | |
B | 06/15/1990 - 01/14/1992 | ST. PETERSBURG, FL | |
B | 02/27/1984 - 09/26/1989 | PURCHASE, NY | |
B | 02/27/1984 - 06/09/1984 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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